roy troll border art
nefsc banner
Technical Memoranda Reference Documents Classic Publications Contract/Grant Reports
CMER Publications Series Information Links and Contacts Annual/Biennial Lists
Web Manager Email Search Publications Publications Home Site Map
CONTENTS
Preface to the Revised Edition
Preface to the Original Edition
Preliminary Considerations
The Title
The Abstract
The Principal Divisions
Summary
Bibliography
Endnotes to the Revised Edition
NOAA Technical Memorandum NMFS NE 185

Revised and Updated Edition of F. Bruce Sanford's
1957 "Planning Your Scientific Research Paper"


by Jon A. Gibson

National Marine Fisheries Serv., 166 Water St., Woods Hole, MA 02543

Print publication date August 2004 ; web version posted February 23, 2005

Citation: Gibson JA. 2004. Revised and updated edition of F. Bruce Sanford's 1957 "Planning your scientific research paper." NOAA Tech Memo NMFS NE 185; 36 p.

get acrobat reader Download complete PDF/print version

ABSTRACT

This manual presents numerous suggestions on how to plan your scientific research paper. The first part deals with preliminary steps in planning such as outlining, choosing headings, and making up tables. The last part deals with the following: title, abstract, introduction, methods, results and discussion, conclusions, summary, and literature cited or bibliography. Much stress is laid on the importance of keeping your paper in mind from the moment your research is conceived, of making adequate use of tables and making them clear, of using outlines, and of using headings. Particular attention is focused on the introduction and on the need for stating your specific problem and for orienting your readers to it. Suggestions are given on how to deal with problems in the writing of the methods, results and discussion, and the conclusion. The differences between the conclusions and the summary are made clear. Relationships between the title and the abstract and between the title and the specific objectives stated in the introduction are pointed out. Finally a reminder is given of the importance of following the format of your journal when you are citing the literature.

Preface to the Revised Edition

In my 28 years as a technical writer-editor for the Northeast Fisheries Science Center (NEFSC), I have been asked on several occasions by different Center Directors and division chiefs to go beyond editing research papers, to training specific individuals in order for them to write better papers. In general, those individuals were young scientists who had been identified as having strong research potential, but weak writing skills. In each case, I worked one-on-one with the young scientist, evaluating his/her previous papers, pointing out the relative strengths and weaknesses of the writing, suggesting methods for correcting the weaknesses, and providing reference materials for further self-training. The results for the young scientists were mixed: some individuals showed improved writing, adopting the lessons from the training; others showed little or no improvement, reverting more or less to their pre-training weaknesses. Because I am trained and experienced in technical writing and editing, but not as an instructor per se of those activities, it is unclear to what extent the mixed results were a consequence of the failures of the instructor or of several of the instructees.

The results for me personally, though, were not mixed. Every individualized training exercise took a lot of time and effort. From an efficiency standpoint, I found it more and more difficult to justify that time and effort with each new exercise. Consequently, I began to look around for an existing training tool -- a manual, a videotape, a course, anything -- which would let me effectively train individual scientists without taking a lot of time, or, let me effectively train many scientists concurrently regardless of the time taken. Dozens of training tools, from a Society for Technical Communication training manual to a U.S. Air Force training videotape to a U.S. Department of Agriculture Graduate School training course, were evaluated, but nothing seemed to address adequately the typical weaknesses in the writings of these young scientists. I was resigned to having to design and deliver my own training course.

Then I accidentally came across an old, faded report on "Planning Your Scientific Research Paper," authored by F. Bruce Sanford, a chemist with the U.S. Fish and Wildlife Service's (USFWS's) Branch of Commercial Fisheries in Seattle, Washington. The report was issued as U.S. Fish and Wildlife Service Commercial Fishery Leaflet 10 (February 1957, 95 pages). The title caught my attention, so I scanned the report. Although some of the information in the report is outdated, and some of the information I personally would not follow nor recommend that others follow, it nonetheless -- as a whole and at the conceptual level -- comes the closest to an effective and efficient training tool to address the predominant weaknesses in the writings of the NEFSC's young scientists.

Soon after I came across the Sanford report, I attended a November 2002 meeting for scientific and technical editors of the National Marine Fisheries Service (NMFS) in Seattle, Washington. A major thrust of that meeting was to identify the needs of NMFS for improving its scientific publishing program. Identified as a key need was the training of our young scientists to write better research papers. I mentioned the Sanford report; several at the meeting felt that it might be a useful training tool, so I committed the NEFSC and myself to updating and revising the report and re-issuing it in the NOAA Technical Memorandum NMFS-NE series for use throughout NMFS as my counterparts might see fit.

This report is an updated and revised edition of Sanford's 1957 report. Much of the new information which is conceptually different from the original information has been kept separate from the original information. In the paper version of this report, this new information is contained in an "Endnotes" section; in the online version, this new information is accessed through internal links. This separation of new and original information has been done to achieve two objectives: 1) to recognize properly the contributions of Sanford in his original work, and 2) to identify the contributions of myself should there be any disagreements by readers over the recommendations inherent in the new information. Very limited editing of Sanford's original work has been performed where there were some obvious errors, outdatedness, and awkwardness -- after all, Sanford was a chemist, not an editor.

The original report had 23 figures: 18 which used cartoon-like caricatures and provided humorous emphasis of the points made in the text, and 5 which provided substantive examples of the points made in the text. The five substantive figures have been redrafted and appear in this updated and revised edition of the report.

The separation of the original and new information also means that the core of the report reflects the views of society and the manner of language of almost a half-century ago. In one of Sanford's examples, he describes how to cut up a whale for market. Throughout the report, only masculine pronouns are used. There are other examples as well. If anyone finds Sanford's original report to be politically incorrect and thus offensive, then there is an antidote: grow older by about -- oh, let's say -- 50 years, then look back; many of the views that are politically correct today will not necessarily be politically correct then.

For NEFSC researchers, this report should not be read alone, but also in combination with the NEFSC's official position on such matters: "Manuscript/Abstract/Webpage Preparation, Review, and Dissemination: NEFSC Author's Guide to Policy, Process, and Procedure" (Gibson et al. 2003). The NEFSC author's guide contains important information which complements and supplements the information in this updated and revised edition of Sanford's 1957 report.

Finally, I take this opportunity to thank Laura Garner, an editor with the NEFSC's Research Communications Branch in Woods Hole, Massachusetts. In my 24 years before Laura joined the NEFSC, I handled a host of time-consuming technical and administrative tasks associated with the NEFSC's scientific publishing program. In the five years since, Laura has handled a number of those tasks, freeing me to undertake several special projects such as this updating and revising of Sanford's 1957 report. She also retyped the original report in order to have it available in an electronic format.

JON A. GIBSON
WOODS HOLE, MASSACHUSETTS
JUNE 14, 2004

"Your paper is both good and original.
Unfortunately, the good part is not original,
and the original part is not good."
Ben Johnson (1702-1784)


PREFACE TO THE ORIGINAL EDITION

(Note: This manual is not a scientific research paper; hence it does not follow the style of such papers, particularly in the use of personal pronouns.)

DEFINITION

For the purposes of this manual, a scientific research paper is considered to be a report in which you: 1) state what specific problem (or set of closely related specific problems) you were trying to solve; 2) explain the significance of your problem (if you think that your intended audience may need this explanation for a full understanding of your work); 3) tell what method you used to solve the problem; 4) give the results you obtained; and 5) list the conclusions or the recommendations you arrived at after considering these results. [See Endnote #1.]

IMPORTANCE OF PLANNING

Giving careful thought to the plan of your paper is important to you in three ways: 1) your research will be aided; 2) your papers will be less difficult to write; and 3) your papers will be easier to understand.

AID TO RESEARCH

Carefully considering the organization of your research paper will aid you in planning the research itself and will catalyze your flow of ideas on the research. Furthermore, it will help to insure that your research will be carried out soundly and that your findings will be published.

AID TO WRITING

If your paper is written poorly, it may be subject to major revision -- which means, in addition to spending time in writing the original paper, you must spend significantly further time in revising it.

The time spent in the revision of your work can be longer than the time spent in the original writing; and if your paper is reviewed by several critics, the number of pages of criticism can be more than the number of pages of writing in your original paper. You then wearily must read, evaluate, and act upon all of this tiresome criticism. If your paper has been criticized and revised greatly, you hardly will be able to recognize the final publication as being your own, and it still may not be good. After a few experiences of this kind, you are likely to lose much of your enthusiasm for research.

Experience has shown that a principal cause of poor writing in scientific papers is poor planning. Experience has also shown that the poorly planned papers require the greatest amount of revision. Your errors in grammar, for example, can be corrected with relatively little difficulty; whereas those in planning often require you to rewrite your entire paper. A knowledge of planning therefore will make your paper much easier to write.

AID TO COMPREHENSION

The number of research papers now being published is so large you are faced with the bitter choice of trying to keep abreast with the advancements in your field or of doing research of your own. Your fellow scientists have the same problem. They therefore read your published research papers in the same way you read theirs -- hastily. Thus, if one of your papers is poorly written, it is not likely to be given sufficient attention for full appreciation and comprehension of your work. To the extent then to which you fail to write your papers clearly, the time spent on your research is likely to have been ineffectual; and the funds spent, to have been wasted.

The seriousness of this problem seems not generally to be realized; at least there does not seem to be a general awareness that anything much can be done about it. Somehow, the impression prevalent among laymen that scientific papers are hard to comprehend is believed by scientists themselves. Thus if you publish a paper that is unclear, no one censures you particularly, since the majority of your fellow scientists apparently themselves believe that scientific papers are inherently difficult to understand. Can you visualize, however, what the effect on science would be if all papers were clear and easy to read -- if all you had to do was to read rapidly through a paper once and you would comprehend it completely?

You can see that such an improvement in the clarity of scientific papers would effect almost a revolution in scientific progress.

Can all scientific papers be written in this manner? Experience in writing, in abstracting, and in editing has led me to believe that they can be. Without underestimating the great importance of the other elements of composition, I also have been led by this experience to believe that poor planning is one of the basic causes of unclarity in scientific papers. My purpose therefore in presenting this manual to you is to enliven your interest in planning and to offer you some suggestions that have proved helpful to others.

PLAN OF THE MANUAL

The plan of this manual is simple, for it might be considered as having only two main parts. In the first of these, you are given general suggestions on the planning of your paper; and in the second, some rather specific suggestions related to the title, the abstract, the introduction, the methods, the results and discussion, the conclusions, the summary, and the literature cited or bibliography.


PRELIMINARY CONSIDERATIONS

GIVE THOUGHT TO IMPORTANCE

The quality of your research paper will depend in no small part upon your attitude toward the writing. If you are not convinced that the paper is an important part of your research and that the time taken to make the paper easily readable and clear is well spent, you obviously will not give the writing of the paper the attention that it requires.

During your period of university training, you probably spent only 5 percent of your time in learning how to write and some 95 percent in learning how to do research. [See Endnote #2.] You therefore unconsciously may feel that the writing is only about one nineteenth as important as is the research work itself.

Yet, depending upon the use to which your research findings are to be put, the effectiveness of your research may depend entirely upon your paper. If, for example, the users of your results will not be able to query you directly, your entire research effort may be wasted if you write any of the essential parts of the paper in an ambiguous manner or if you leave any important questions unanswered. Furthermore, if the paper is too hard to read, the potential users of the results of your research may never find the time to decipher what you have written. [See Endnote #3.] Therefore, if you are not content to pass your time in a scientific squirrel cage and really want to have your work count for something, take the care in planning and in writing that is required to make your paper unambiguous, complete, and easy to read.

PLAN FROM INCEPTION OF RESEARCH

Writing your paper can be made much easier if you will start to plan it from the moment that your research is conceived. Think back to whatever papers you already have published and you undoubtedly will remember some that would have been far less difficult to write if you had carried out the research in a better manner.

You cannot write a logical paper if the research itself was not logically organized, for your paper can never be any better than the research it reports. By keeping your paper in mind while you still are able to modify the direction of the research, you can make whatever changes are necessary to enable you not only to do your research in the best way but also to report it in a logically developed paper.

Keeping your paper constantly in mind is particularly helpful to you in the following five ways:

  1. You save yourself from doing useless work by deciding, before you start the research, whether the finding will be publishable. Incidentally, in starting your research and in carrying it through to completion, keep in mind that you eventually will have to write an introduction to your paper in which you must show, directly or indirectly, the need for the data you have obtained. Unless you carefully have determined prior to undertaking the work and while completing it that your problem is one that definitely needed solving by your particular organization, you will find that the introduction will be exceedingly difficult to write.
  2. You prevent yourself from wandering aimlessly. In each of your research papers, you should make a concrete and specific statement of the problems you were trying to solve. Obviously, if your research had no clearly defined objectives, you cannot state them in the paper. By keeping your paper in mind, you recognize the need for defining the objectives of your research as soon as is possible, and you thus avoid wandering.
  3. You protect yourself from being sidetracked. One of the pleasures of research is that of making an unexpected discovery. After such a finding, you naturally are tempted to learn more about it unless you clearly realize that the data you obtain in this new investigation will not fit into the paper on the original problem. The correct procedure is to keep on with your original objectives and to set up the new discovery as a project for later investigation.
    Often the only immediately tangible result of your research is your research paper. After you have spent a reasonable time on your investigation, you therefore are expected to write a paper reporting your results. If you have followed the will-o'-the-wisp of new discoveries and have not held to your original problem, you may be hard pressed to find enough data on a single subject. You then may decide to throw into one paper all of the data you have obtained on your series of more-or-less unrelated experiments. Since the subject matter of the resulting paper has no obvious unity, you are now faced with the tortuous experience of trying to supply verbally the unity that was not inherent in the investigation. After a paper of this kind has gone through the mill of criticism, you well may have spent as much time on the work of writing and of revising as you did in carrying out the original research. All of this effort then may terminate in nothing worthwhile accomplished because often such papers finally are rejected for publication.
    Thus, it is not sufficient to have clearly defined goals; you must stick to them.
  4. You help to insure yourself against overlooking or neglecting some factor on which data must be given when you publish. Ordinarily, if you fail to make some of the required observations, you will not discover this fact until you start to write your paper -- which may not be until after your project has been terminated and the data are impossible to obtain. On the other hand, by keeping your paper constantly in mind, you are not apt to overlook anything that you will require when the paper is being written.
  5. You help to insure yourself against carrying out the work in an unscientific manner: that is, the more thought that is given to the research, the more likely it is to be sound. Also, by keeping your paper in mind, you are more likely to watch for those points on which you might be criticized when you submit your paper for publication.

From the discussion of the preceding five points, it is clear that by giving thought to your paper while you are planning and carrying out the research work, not only will you write a better paper, but you also will do a better job of research.

MAKE EARLY DECISION AS TO WHO WILL WRITE

Since most research projects are cooperative ventures involving several workers, there may be a problem as to who will write the paper; that is, the senior author is not necessary the one who does the actual writing of it. Hence, a decision should be made as to which one of the research workers is to have the primary responsibility for writing the paper and for seeing it through to publication. This decision should be made early so that the paper can be kept in mind from the very start of the research. (Other aspects of authorship have been discussed by Young and Crowell (1956).)

ALLOW SUFFICIENT TIME FOR WRITING AND PUBLISHING

A common error in scientific writing is the failure of research workers, in planning their project, to allow sufficient time for writing and publishing the paper. This process of writing and publishing is complex and time-consuming, particularly if several workers are involved. As a result, estimates of the time needed are almost invariably too short. The writing and related tasks required in the publishing of the paper then must be sandwiched in between other projects or must be done outside of working hours.

Any delay in the publication of the paper can add greatly to the other complications. Other rush projects may take every moment of available time, or key workers may become ill or transfer to other jobs. Thus your paper may never be published if sufficient time is not assigned for the work that will be required in the writing and publishing of it.

ALLOW SUFFICIENT TIME FOR SEARCH OF LITERATURE

As has been pointed out by Piskur (1956), the scientific literature represents a tremendous amount of man-years of work that is available to research, development, and production. Thus, in a search of the literature, you obtain "experimental results, history of experiences, and data at a cost in effort and supplies comparable to as little as a p.p.m. or even a millimicrosanford of the supplies and labors expended to produce this information." Obviously, the failure to make a proper search of the literature is a colossal blunder. Furthermore, when you write the introduction to your paper, you will look foolish if you have not searched the literature well.

In many lines of research, the old idea of changing one variable at a time is inefficient. You therefore should consider your statistical requirements or possibly consult a statistician when planning your research. At the termination of your project, however, you cannot expect the statistician to wave his magic wand of mathematics over a hatful of unreliable data and pull out a sound research rabbit for you. That is, statistics is not a substitute for careful planning, sound experimental techniques, and old-fashioned common sense.

TAILOR PAPER TO AUDIENCE

Write your paper in such a way that your intended audience will understand it completely after rapidly reading it through once. [See Endnote #4.]

To accomplish this, you will have to visualize your audience. In particular, you will have to visualize the least informed individual who you wish your paper to be read by, because you will have to write the paper at a level he will understand. Otherwise, in effect, you will have eliminated him from your audience and will have narrowed your readers accordingly.

The more specifically you can visualize this least informed individual, the more successful you are likely to be in reaching the entire audience you have in mind. By writing for a well characterized individual, you will be able to determine better: 1) what he already knows, and 2) what he needs to be told.

Remember that the better informed you assume this individual to be, the narrower will be your circle of understanding readers. If you lose sight of this fact, you unwittingly may exclude from this circle, by your method of presentation, the very people you most would like to have read and act upon your paper.

Unless you have a good reason for doing otherwise, I would suggest that you visualize as your least informed reader, a recent graduate with a bachelor of science or engineering degree in the field in which you are writing. This practice will give you about the widest audience possible without making your paper into a popular one or involving you in vast amounts of explanation.

Whatever audience you choose, you should keep your presentation consistent, for any shift in your point of view will alienate some of your readers. If you start your discussion after introducing it on a more difficult level, you will give your better informed readers the impression that you are starting to talk down to them. By keeping one fairly well characterized individual in mind while you are planning and writing your paper, you are less likely to fall into these errors.

LIMIT SCOPE

Complexity of Ideas

To express an idea, you must use a certain minimum number of words. Unless you use this required number, you are obviously doomed to failure. [See Endnote #5.]

The number of words required depends upon two factors: 1) the complexity of the idea, and 2) the background of knowledge of the least-informed member of your audience. Owing to the limitation in space in the scientific journals, you are restricted as to the type of subjects you can present to certain audiences. If you do not keep this fact in mind, you may attempt to present too complex an idea for the audience in the particular journal in which you intend to publish. For this reason, you should carefully consider whether the limitations in space in your contemplated journal will preclude a successful presentation of the idea that you had in mind.

Number of Subjects

The more different subjects you present to your readers at one time, the greater the difficulty they will have in understanding you, and the harder you will find the paper to write. In planning your paper, make certain you are dealing with only one problem or with only one set of closely related problems. You are not justified in reporting two or more separate research projects in the same paper -- even though you may have studied all of them at the same time. Unity is just as important in scientific papers as in any other type of publication. [See Endnote #6.]

If you limit your paper to reporting only one problem or one set of closely related problems, you may find that some of your papers are relatively short. If you are not reporting upon a fragment of your research, do not let this fact disturb you because there is nothing less "scientific" about a short paper than about a long one. (This topic is treated by Young and Crowell (1956).) The value of your paper lies not in its length but in its contents.

CONSIDER THE TABLES [See Endnote #7]

It does not appear generally to be realized that many subjects can be presented better in tables than in words alone. Almost any subject that is difficult to write because of its repetitive nature can be given better in tabular form; that is, the use of tables is not limited necessarily to the presentation of numerical data, as can be seen from Table 1. (Note: This illustration shows you the value of using a table for repetitive material. If you are skeptical, try presenting the contents of this table in writing. Also, to conserve space, I have abridged the table, as I have most of the others in this manual. The longer tables would have illustrated the various points more impressively.) In fact, almost every subject that can be presented in a table will take less writing time, will require less space in a journal, and will be much easier for your readers to comprehend if it is given in a table rather than in a written discussion.

The names of the various parts of the formal table are shown in Table 2 (Jenkinson 1949). Table 3 gives a specific example corresponding to Table 2. Compare these two tables. [See Endnote #8.]

The following are suggestions on the preparation of tables:

  1. Present all of your tabular material in formal tables. There are two reasons for this suggestion: a) the formal table, being able to stand independently of the text, is the clearest of all tables; and b) since the formal table does stand independently, the printer can place it on the pages wherever it will fit best.
  2. Type each table on a separate sheet of paper. If you follow this practice, you will not have to retype your table every time you revise the text -- or vice versa. [See Endnote #9.]
  3. Give special thought to the title. Keep it short, if you can, but make it adequate, and make it logical. The title preferably should give the intent of the table rather than merely catalogue its contents, which the reader readily can determine for himself by reading the various headings. The title of Table 4, for example, might have been given as: "Composition of press cake and of the corresponding meal produced in different types of dryers." Such a title, however, would not show exactly the relationships that the author had in mind. The title "Effect of the type of dryer upon the vitamin content of the meal as compared with that in the press cake" reveals more the intent of the author because the information wanted was the following: a) is there a loss of vitamins when the press cake is dried to meal?; and b) if the vitamins are decomposed, which type of dryer contributes to the greater loss? You can see that the title I suggested as a possibility does no more than hint at these relationships and therefore is not nearly as good as was the one chosen by the author.
  4. Try to place the units at the head of columns (Table 4), if at all possible, rather than bury them in line captions (Table 5). (If your head is nodding at this point, wake up because this suggestion is tremendously important to you. Placing the units at the head of columns not only greatly aids clarity but also makes your tables far easier to design.)
  5. Draw vertical guidelines between all columns. (Here is another simple but highly important suggestion. Compare Table 6 with Table 7.)
  6. Draw the appropriate horizontal guidelines (Table 4 and Table 7.)
  7. If room permits, space each line of data (Table 8 and Table 9). To learn whether horizontal guidelines and spacings between lines of data in tables contribute to the clarity of the tables, I polled 53 readers and asked them to compare Table 7 with Table 8, Table 8 with Table 9, and Table 9 with Table 10. The results of this poll, which are given in Table 11 , indicate the following: a) most of the readers preferred the use of horizontal guidelines; b) most of the readers preferred relatively wide spacing between the lines of data; and c) when the spacing between the lines of data was decreased, more of the readers felt the need for horizontal guidelines than when the spacing was wider. On the basis of this limited poll, I recommend that you take Table 4 and Table 8 as your standard format, without forgetting suggestion No. 9 below.
  8. Make your tables stand independently of the text.
  9. Regardless of any of the preceding suggestions, follow the format of the journal to which you intend to submit your paper.
  10. Test your table by asking someone who is not familiar with it to explain it to you.

Your tables should be devised, of course, prior to the time that you first start to gather your data. These data then can be entered in the appropriate table as they are obtained. This practice will enable you to follow the trend of your research more closely than if you wait until you start to write your paper before devising your tables and entering your data. By following this practice, you are not likely to miss taking any of the essential observations.

CONSIDER THE GRAPHS [See Endnote #10]

If the same information can be given in either a table or a graph, the graphical presentation is likely to be comprehended more readily by your readers. Tables, however, have certain advantages that should not be overlooked. Exact values, for example, can be taken directly from the table, whereas they are somewhat more difficult to determine from a graph. If the policy of your journal permits, you therefore may wish to present both the table and graph.

In constructing your graph, keep in mind that it probably will be photographically reduced in size for publication. Therefore, make all of the lettering and the figures large enough to be read easily in the published paper. [See Endnote #11.] Do not forget to label your ordinate and abscissa and to state the units, if any (Figure 1). [See Endnote #12.]

The title of the graph should reflect your intent rather than merely repeat the variables that can be read from your labeled ordinate and abscissa. Figure 1, for example, might have been given the title: "Concentrations of Potassium Nitrate Versus Temperature." This title lists the variables but does not reveal much of the intent of the author. Note how much more informative is the title: "Influence of Temperature on the Solubility of Potassium Nitrate in Water." This second title supplies information that otherwise might not be apparent to the reader.

The value of an informative title is illustrated further by Figure 2. Could you have guessed the intent of this table from a mere listing of the ordinate and the abscissa?

Follow, of course, the format of the journal in which you intend to publish. You will save yourself much effort if you will check on the format before you make the graphs.

CONSIDER THE PHOTOGRAPHS AND OTHER ILLUSTRATIONS

Many subjects are impossible to present adequately by words alone, and almost all others can be made clearer and more interesting if they are illustrated. If your journal permits the use of illustrations, you show a lack of perception if you do not make adequate use of them. [See Endnote #13.]

Including illustrations in your paper often requires forethought. If photographs are to be used, you may not be able to take them after your project is completed. Try to schedule your photographs ahead of time or at least to keep the need for them in mind while you are doing the research.

MAKE OUTLINE

One of the really great labor-saving devices in the writing of scientific papers is the use of an outline. Unfortunately, many beginning writers in science are not convinced of this fact. The result is much unnecessary work not only for the authors, but also for typists, critics, and editors. It therefore follows that the least expensive way to write a scientific paper is first to make an outline. The mere fact that you may have published papers without an outline proves only that: 1) some of the published scientific papers are vastly in need of improvement, and 2) many workers who may be expert at research do not know how to plan and to write scientific papers properly.

A word of warning: the use of an outline is not foolproof. The outline simply enables you to organize your thoughts, but it does not guarantee that you will do so. In short, the perfunctory use of an outline will get you nowhere. Only by careful thinking can you be sure that your outline will enable you to present your material to the best advantage.

Many writers have trouble getting started on their outline. If you have this difficulty, you might try first to divide your subject into its principal divisions:

I. _____________
II. _____________
III. _____________, etc.

Next, divide each of these divisions into its principal subdivisions:

I. _____________
  A. _____________
  B. _____________
  C. _____________, etc.
II. _____________
  A. _____________
  B. _____________
  C. _____________, etc.
III. _____________
  A. _____________
  B. _____________
  C. _____________, etc.

Continue this approach until you have completed your outline down to the paragraph level. If you follow this process, you will find that you have made several short outlines, with each succeeding one increasing in complexity. You thus will have to reconsider your paper in its entirety several times, but this is a small price to pay for a logically organized paper.

In practice, you probably will find that it will be easier to develop an outline for certain divisions of the paper than for others. Once your ideas start to flow readily on a given division, go ahead and finish it without worrying about the other ones. The point is not how you make the outline but that you make a good one.

While you are reflecting on how best to write the paper, you may think of a good idea concerning some subsection of it before you have thought the paper through completely. As has been pointed out by Prince (1955), a practice that you may find useful is to write down your ideas on the subject, taking care to use a separate sheet of paper every time your thoughts take a new direction. When you come to writing your final article, you then can shuffle these papers until the various subjects discussed fit into your outline. As long as you do not write on more than one subject to a single piece of paper, you will have no trouble in fitting these subjects into whatever logical outline you finally devise.

In developing your outline, do not be satisfied too easily. Check it and recheck it, and then discuss it with your colleagues. If you have a supervisor, you should give it to him for a final check. Remember that only if your outline is logical and complete, will your problem of writing be relatively easy.

Often times you can think of several different ways to write the paper. If so, make an outline to correspond to each of them before arriving at your final decision as to which way to write the paper. Making the additional outlines will be far less work for you than will be the work of revising the paper if you decide later that your first way was not the best. Furthermore, the additional time spent in considering the various outlines will clarify and help to firm up your ideas and will greatly facilitate the later process of getting them down on paper. [See Endnote #14.]

USE HEADINGS

A monumental discovery in the history of writing was the invention of headings, for they serve two very important functions: 1) they act as sign posts pointing out to the reader changes in your direction of thought; and 2) they serve as filing guides showing where certain information is given in the paper.

By the aid of headings, the reader is able to follow -- without confusion -- intricate changes in your line of thinking, since the headings serve as sign posts to guide him. The headings also enable the reader to: 1) skip large sections of the paper, if he is so inclined, and to read only those parts in which he has a particular interest; or 2) go back to these parts, time and time again if need be, for data and other information.

Important though headings are as filing guides, the use of them as indicators of changes in your direction of thought is vastly the more important function. The mind of the reader has a certain amount of inertia. It therefore will continue to follow along the same line of thoughts, unless you supply a force sufficient to start it to think in whatever new direction you desire. Headings are forceful enough to enable you to accomplish these shifts in the thinking of the reader.

Theoretically, you could omit headings by substituting transitional sentences and paragraphs. But why weary your readers unnecessarily by forcing them to read a paragraph for which a short heading will suffice? This question is not meant to imply that transitional sentences and paragraphs are not useful in scientific writing, for they are. Rather, it is intended to impress you with the fact that headings help greatly to reduce reader fatigue. Furthermore, a short heading often will arrest the attention of the reader far better than will a tiresome transitional paragraph. Your readers therefore are less likely to get lost in your discussion if you employ an adequate number of headings. In fact, unless you do make adequate use of headings, your readers will seldom be able to understand your paper completely on one rapid reading of it.

The editor of your paper, recognizing the great importance of headings, often will supply them for you if you have omitted them. As you already may have discovered, the headings supplied by the editor are not always worded logically nor are they always placed at logical divisions. The explanation for this apparent mental aberration on the part of your editor is simple. Not having the benefit of proper headings when he reads your paper, he may misinterpret what you mean, particularly if you also have failed otherwise to write the paper well; and without the aid of an outline, he often can only guess at the direction your thinking has taken. Do not depend therefore upon the editor to supply your paper with headings. Ordinarily, you can devise them better than he can.

As already has been indicated, the use of headings makes the writing of your paper easier, since often they spare you the need for composing transitional sentences and paragraphs, which can be hard to write. Headings are also an indirect aid to you, in that they help to insure that your paper will be logically organized; that is, it usually is difficult to find suitable headings for an illogically planned paper, and you yourself will become convinced that your paper needs reorganization. Furthermore, the use of headings makes your paper much easier to comprehend. Critics and editors therefore are more likely to find errors if any are in it. In this use, headings admittedly do not save you any work, but they may help to save your reputation.

Relationship between Outline and Headings

Your outline and the headings of your paper are closely related in two ways: 1) the headings in your written paper reveal the various divisions in your outline; and 2) if you employ care in the wording of the outline, the wording of the headings can be taken directly from the outline. In a paper by Brown, Venolia, Tappel, Olcott, and Stansby (Submitted), for example, the outline of the paper was as follows:

OXIDATIVE DETERIORATION IN FISH AND FISHERY PRODUCTS.
II. PROGRESS ON STUDIES CONCERNING MECHANISM
OF OXIDATION IN FISH TISSUE

I. Introduction
II. Hematin catalysis
  A. Hematin-compound content of fish
  B. Catalytic effect of hematin compounds
  C. Catalytic effect of proteins
  D. Hematin-compound changes during oxidation
  E. Rate of oxidation in fish flesh
III. Role of antioxidants
  A. Naturally occurring antioxidants
  B. Commercial antioxidants
IV. Oxidation of oil in fish meals
  A. Rate of oxidation in meals
  B. Effect of commercial antioxidants
V. Summary

The corresponding headings in the paper were:

OXIDATIVE DETERIORATION IN FISH AND FISHERY PRODUCTS.
II. PROGRESS ON STUDIES CONCERNING MECHANISM
OF OXIDATION IN FISH TISSUE

INTRODUCTION
HEMATIN CATALYSIS
Hematin-compound content of fish
Catalytic effect of hematin compounds
Catalytic effect of proteins
Hematin-compound changes during oxidation
Rate of oxidation in fish flesh
ROLE OF ANTIOXIDANTS
Naturally occurring antioxidants
Commercial antioxidants
OXIDATION OF OIL IN FISH MEALS
Rate of oxidation in meals
Effect of commercial antioxidants
SUMMARY

You thus can see that the headings in the paper by Brown and his coworkers were the same as those in their outline.

Types of Headings Available

In the paper just cited, the degree of subdivision of the outline was revealed by the types of headings used in the paper. There were, for example, only two degrees of subdivision (Table 12). The first degree of subdivision was shown by capitalizing all of the words in the heading and by putting it in the center of the page:

HEMATIN CATALYSIS

The second degree of subdivision was shown by capitalizing only the principal words in the heading, by putting it at the left-hand side of the page, and by underlining it:

Hematin-Compound Content of Fish

With only two degrees of subdivision, you have no difficulty in devising suitable types of headings -- even with the limited facilities of a typewriter -- but you may require as many as six different types of headings with an outline of the following degree of subdivision:

I. ___________
  A. ___________
    1. ___________
      a. ___________
        (1) ___________
          (a) ___________

After you have given this problem some thought, you may wish to adopt the system of headings widely used by those writing in publications of the federal government. [See Endnote #15.] In this system, for convenience of reference, each type of heading is given a number as follows:

THIS IS AN EXAMPLE OF A TYPE-ONE HEADING
This Is an Example of a Type-Two Heading
This is an example of a type-three heading
This Is an Example of a Type-Four Heading  
       This is an example of a type-five heading. -- The type-five heading is indented and made part of a paragraph as shown here.
     1.  This is an example of a type-six heading: The type-six heading is similar to the type-five heading in that it is indented and made a part of the paragraph, but it differs in: a) being numbered, b) not being underlined, and c) having a colon rather than a period and a dash following the last word.

Perhaps you have not thought of the title of the paper as requiring a separate type of heading. Nevertheless it does, and this type has been designated by the number zero, as follows:

THIS IS AN EXAMPLE OF A TYPE-ZERO HEADING:
TYPE-ZERO HEADINGS ARE USED ONLY
IN THE TITLE OF THE PAPER

In the paper by Brown and co-workers, the title was a type-zero heading, the principal subdivisions of the paper were type-one headings, and the other subdivisions were type-four headings. (The reason why the last was not a type-two heading, as would seem more logical, is discussed in a later section of the manual.)

Capitalization of Type-Two and Type-Four Headings

In the type-two and type-four headings, the articles a, an, and the; the prepositions at, by, for, in, of, on, to, and up; the conjunctions and, but, if, or, and nor; and the second element of a compound numeral are not capitalized as is shown by the following examples, which are taken from the United States Government Printing Office Style Manual (Anonymous 1953).

Built-up Stockpiles Are Necessary
Men Hit with 2-Inch Pipe
No-Par-Value Stock for Sale
Price-Cutting War
Yankees May Be Winners
No Ex-Senator Admitted
Notice of Filing and Order on Exemption from Requirements

but

Building on Twenty-first Street (if spelled)
One Hundred and Twenty-three Years (if spelled)
Only One-tenth of Shipping Was Idle
Many 35-mm. Films in Production

Recommended Headings

If you will compare the preceding seven types of headings (types 0, 1, 2, 3, 4, 5, and 6), one with another, you will see that unfortunately many of them are very similar in appearance, and that for that reason, your readers may have difficulty in distinguishing one type from another one. Remember that the only way your readers can keep your outline readily in mind is by the type of heading you use. Thus if he fails to distinguish one type from another, he will become confused (Figure 3).

The ideal arrangement would be to use only those types of headings that are as dissimilar in appearance as is possible. If, however, your outline is as complex as the one illustrated in Figure 3, you would have no choice as to the types you could use because you would require a type-zero heading for the title to your paper and you would need to use all of the remaining six types to distinguish between your various subdivisions. Fortunately, it so happens that most scientific research papers do not require such a high degree of subdivision. You therefore ordinarily have a choice among the types of headings you can use.

The problem now becomes, which types are the most dissimilar and how should they be chosen? The following method of choosing the best types of headings to use has been tested and has been found to work well. In this method, you first classify your paper into one of six categories, which are determined by the complexity of the outline of your paper as follows:

Outline of category-A papers (one subheading):

I. ___________
II. ___________
III. Etc.

Outline of category-B papers (two subheadings):

I. ___________
  A. ___________
  B. ___________
  C. Etc.

Outline of category-C papers (three subheadings):

I. ___________
  A. ___________
    1. ___________
    2. ___________
    3. Etc.

Outline of category-D papers (four subheadings):

I. ___________
  A. ___________
    1. ___________
      a. ___________
      b. ___________
      c. Etc.

Outline of category-E papers (five subheadings):

I. ___________
  A. ___________
    1. ___________
      a. ___________
        (1) ___________
        (2) ___________
        (3) Etc.

Outline of category-F papers (six subheadings):

II. ___________
  A. ___________
    1. ___________
      a. ___________
        (1) ___________
          (a) ___________
          (b) ___________
          (c) Etc.

After deciding which category your paper falls into, you then choose the proper headings as follows:

Headings for category-A papers (those with one subheading):

I. Type-1 heading
II. Type-1 heading
III. Etc.

Headings for category-B papers (those with two subheadings):

I. Type-1 heading
  A. Type-4 heading
  B. Type-4 heading
  C. Etc.

Headings for category-C papers (those with three subheadings):

I. Type-1 heading
  A. Type-4 heading
    1. Type-5 heading
    2. Type-5 heading
    3. Etc.

Headings for category-D papers (those with four subheadings):

I. Type-1 heading
  A. Type-2 heading
    1. Type-4 heading
      a. Type-5 heading
      b. Type-5 heading
      c. Etc.

Headings for category-E papers (those with five subheadings):

I. Type-1 heading
  A. Type-2 heading
    1. Type-3 heading
      a. Type-4 heading
        (1) Type-5 heading
        (2) Type-5 heading
        (3) Etc.

Headings for category-F papers (those with six subheadings):

I. Type-1 heading
  A. Type-2 heading
    1. Type-3 heading
      a. Type-4 heading
        (1) Type-5 heading
          (a) Type-6 heading
          (b) Type-6 headin g
          (c) Etc.

You will note from the foregoing that the type-three and type-six headings, being the least distinctive ones, are used only in those papers that require so many different types that all the others need also be used. If you examine the scientific literature, you will find that most papers fall into categories B, C, or D.

The paper by Brown and co-workers, for example, falls into category B, and this is the reason why the type-four heading was used in that paper instead of the type-two heading, as might have seemed logical. (The present manual falls into category C.)

Use of Headings with Individual Paragraphs

Ordinarily, you will not set off each individual paragraph by a heading. The factor determining whether you should use a heading for an individual paragraph depends upon how abruptly you shift your line of thought. Remember that one of the principal purposes of headings is to indicate to your readers that your direction of thought has changed. Therefore where the subject matter of your paper varies markedly from one paragraph to another, do not hesitate to use headings to signal this fact to your readers. In this manual, for example, you will find numerous places, in addition to the present paragraph, where I have set off individual paragraphs by headings.

Logical Use of Headings

One error often made by scientific authors is to use headings illogically. Suppose that the following is the outline of a paper:

I. _________
  A. _________
  B. _________
II. _________

This is a category-B paper, and the correct headings therefore are:

I. Type-1
  A. Type-4
  B. Type-4
II. Type-1

Quite often, however, an author chooses the correct types of headings, but mixes them up illogically as follows:

I. Type-1
  A. Type-4
  B. Type-1
II. Type-4

If you will make an outline and follow it, you easily can avoid this kind of error.

As has been pointed out earlier, you also will find that if in devising your outline you use care in the wording of it, you can take the titles for the headings directly from the outline. This practice has the great advantage of helping to insure that your headings will be logical and parallel in form.

Importance of Headings

Of all the devices that you can use to make your paper easy to read and to comprehend, headings must be ranked among the most important. Unless you make adequate use of them, you never can achieve your maximum potential as a writer of clear scientific papers. In concluding this section, I therefore strongly urge that you always give careful thought to the headings when you write your future papers.

GIVE THOUGHT TO THE PARAGRAPHING

The use of paragraphs has much the same function as the use of headings; that is, the paragraph alerts the reader to the fact that you have finished discussing one topic and now are ready to discuss another. There also is a further parallel between headings and paragraphs in that the heading signals to the reader that the group of paragraphs being considered is related, and the paragraph signals that the group of sentences is related.

In the same way also that you should not have long sections in your paper without organizing them into shorter subsections, you should not have long paragraphs without trying to break them into shorter groupings; that is, long paragraphs, like long sections, are mentally tiring for the reader. If it is at all logically possible, the long paragraphs therefore should be broken into shorter ones. View with suspicion any paragraph that is longer than a typewritten page because it usually can be separated logically into smaller divisions.

Pay particular attention to the opening paragraph. A long opening one looks formidable, promises much dull reading, and tends to repel prospective readers.

It is very important that your paragraphs be logical units of thought. An example of a type of paragraphing that gives scientific authors much difficulty in this respect is the following:

     The analysis was carried out in two steps.
     In the first step, so and so, and so and so, and so and so was
done…
     In the second step, such and such, such and such, and such and such was done…

As you can see, this is logical paragraphing, and it is clear. You know how many steps there are, and you know where the description of each one starts. You may feel, however, that you are breaking some rule of composition by using a one-sentence paragraph such as:

     The analysis was carried out in two steps.

There is no objecting to the use of the one-sentence paragraph -- if such use aids reader comprehension. Naturally it should not be overdone because it would defeat its purpose of arresting the attention of the reader. If all of the above paragraphs are short, for example, all three should be combined into one paragraph:

     The analysis was carried out in two steps. In the first step, so and so, and so and so, and so and so was done… In the second step, such and such, such and such, and such and such was done…

The introductory sentence, in this example, belongs just as much to the second step as it does to the first one. I grant that combining the introductory sentence with the paragraph explaining the first step is only slightly illogical, but this practice is far more serious than you might think because in scientific writing, you need be only slightly confusing to cause your readers much mental fatigue.

You complicate matters further if you forget about parallel construction and start your description of the second step with different wording from that used with the first step:

     The analysis was carried out in two steps. In the first step, so and so, so and so, and so and so was done…
     The second step consisted in such and such, such and such, and such and such…

Your attention has been focused on these slight changes, and you know what they are, but you will be surprised at how fast you can lose an inattentive reader by this confused method of breaking up your paragraphs and of presenting your thoughts. This confusion will be greatly compounded if you use several paragraphs to describe the first step and several to describe the second.

Let me hasten to add that these faults are minor in comparison to leaving out the introductory statement:

     In the first step, so and so, so and so, and so and so was done…
     The second step consisted in doing such and such, such and such, and such and such…

Now visualize the confusion if you also neglect to mention that you are describing the first step:

     So and so, so and so, and so and so was done…
     The second step consisted in doing such and such, such and such, and such and such…

If your reader has been half asleep, the statement about the second step may wake him up, and he will go back to discover what your first step was. If your discussion is short, he may have no difficulty in finding the first step, but if your discussion is long, he may waste much time before he discovers where in your paper your discussion of the first step begins.

The last example is not the worst. You also might omit mentioning that you are describing the second step:

     So and so, so and so, and so and so was done…
     Such and such, such and such, and such and such…

In addition, you might run the paragraphs together:

     So and so, so and so, and so and so was done…Such and such, such and such, and such and such was done…

Do all these things, and you leave your readers with a nice little puzzle to solve -- if they ever get around to it.


THE TITLE

In searching the literature, have you ever been misled by the titles of certain papers into believing these papers would furnish you with the information you needed? On the other hand, because of poorly worded titles, have you ever rejected certain other papers only to discover later, through different sources, that these particular ones really were important? If so, you already are aware of the need for carefully wording your title.

TOO GENERAL

One of the pitfalls to avoid in wording the title is to make it too general. Although such a title may inform the reader that your paper treats subjects in his field of interest, it will not tell him whether your paper contains the particular information he needs. After a worker fruitlessly has looked up a large number of papers because of titles that are overly general, he tends to become highly critical and to reject all those general titles. Unless your title is specific, your paper may be among those eliminated -- possibly incorrectly.

INCOMPLETE OR MISLEADING

Another common error in titles is that of incompleteness. Thus, your paper may treat certain subjects, but your title may give no clue to this fact. Still another difficulty is that your title may be misleading in that it indicates your paper is about one subject, whereas it actually is about another.

SHORT VERSUS SPECIFIC TITLES

In planning and writing your paper, you may fall into errors such as making your title too general, incomplete, or misleading, owing to your desire to keep the title from becoming overly long. Now, although it is important to have a short title, it is even more important to have one that correctly reveals the main contents of your paper.

You have only to go through the tiresome act, however, of writing out the titles to half a dozen papers to discover the great virtue of brevity. It therefore is unfortunate that brevity and specificity usually are not compatible. With many of your papers, the title will be a compromise between what you think should be mentioned and what space you think can be spared for it. The following examples illustrate how the length of the title increases as the title becomes more specific:

Measurements

Fish Measurements

Determining Fish Measurements

Accurately Determining Fish Measurements

Device for Accurately Determining Fish Measurements

Photographic Device for Accurately Determining Fish Measurements

Automatic Photographic Device for Accurately Determining Fish Measurements

Fully Automatic Photographic Device for Accurately Determining Measurements of King Salmon

Fully Automatic Photographic Device for Accurately Determining Measurements of King Salmon (Oncorhynchus tsawystcha)

Fully Automatic Photographic Device for Accurately Determining Measurements of Live King Salmon (Oncorhynchus tsawystcha)

Fully Automatic Photographic Device for Accurately Determining, Aboard Ship, Axial Measurements of Live King Salmon (Oncorhynchus tsawystcha)

Fully Automatic Photographic Device for Accurately Determining, Aboard Ship at Near-Freezing Temperatures, Axial Measurements of Live King Salmon (Oncorhynchus tsawystcha)

Fully Automatic Photographic Device for Accurately Determining, Aboard Ship at Near-Freezing Temperatures Under All Conditions of Lighting, Axial Measurements of Live King Salmon (Oncorhynchus tsawystcha)

To arrive at the proper balance between specificity and brevity, you will have to give much thought to the subject. A good plan is to assign a temporary title when you first start to consider your paper and then to improve upon the title as time goes by. The first one you think of usually is not the best.

IMPRACTICAL SOUNDING

Another unfortunate aspect of scientific titles is that some of them sound impractical. In fact, often the better and more specific the title -- from the scientific point of view -- the less sensible it may sound, especially to the layman who might not be sufficiently acquainted with your project to see the need for it. Take for example, the title: "Fully Automatic Photographic Device for Accurately Determining, Aboard Ship at Near-Freezing Temperatures Under All Conditions of Lighting, Axial Measurements of Live King Salmon (Oncorhynchus tsawystcha)." You can see that this title sounds pedantic. To make it actually ridiculous, all you now need to add is something like: "Caught at the Mouth of Hunter Creek" or "Caught at the Mouth of Hunter Creek by Frogmen."

You should keep this aspect of titles in mind because often it is a layman who must approve of the bill for your investigation, and you cannot expect him to be enthusiastic about a project that does not seem to be of value. If your title is unavoidably pedantic sounding, make sure that you show the significance of your work when you write the introduction to your paper.


THE ABSTRACT

Your abstract has two principal functions: 1) to supplement your title, and 2) to give the reader an overall view of your paper.

In the function of supplementing the title, the abstract supplies further information on what the paper is about. As we have seen, owing to the need for brevity, the title does not always reveal completely the contents of your paper. The abstract, not being quite so limited in length, makes up for this deficiency. Thus a principal function of it is to supplement the title and thereby help the reader to decide whether your paper will be of sufficient value to him to warrant his time spent in reading it.

One of the main requirements of the abstract is that it be short and to the point. If it is wordy, the prospective reader may reject both your abstract and your paper.

In the function of giving the reader an overall view of the paper, the abstract helps him to keep from getting lost in the maze of details most scientific papers contain. After having read the abstract, he can see better where these details fit into the overall picture. For this reason, the small amount of space taken by your abstract more than pays for itself in aiding your readers to a quick comprehension of your paper.

A well-known technique in writing and in public speaking is the following: 1) tell your readers what you are going to tell them, 2) tell them, 3) tell them what you told them.

In the writing of scientific papers, the abstract is step 1 of this technique, the body of the paper is step 2, and the summary is step 3. The use of this technique helps to insure that your readers will understand your paper completely the first time they read it.

A problem a