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CONTENTS
Introduction
Habitat Characterization
Effects of Fishing Gear
Conceptual Habitat Impact Model
Prioritization of Impacts
Recommendations for Action
Bibliography
Northeast Fisheries Science Center Reference Document 02-01

Workshop on the Effects of Fishing Gear
on Marine Habitats off the Northeastern United States, October 23-25, 2001, Boston, Massachusetts


by Northeast Region Essential Fish Habitat Steering Committee

National Marine Fish. Serv., 166 Water St., Woods Hole MA 02543

Print publication date February 2002; web version posted March 22, 2002

Citation: Northeast Region Essential Fish Habitat Steering Committee. 2002. Workshop on the Effects of Fishing Gear on Marine Habitats off the Northeastern United States, October 23-25, 2001, Boston, Massachusetts. Northeast Fish. Sci. Cent. Ref. Doc. 02-01; 86 p.

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ACKNOWLEDGMENTS

This report was produced by the Northeast Region Essential Fish Habitat Steering Committee to detail the workshop panel discussions and conclusions. The EFH Steering Committee consists of the following individuals: Bob Reid, co-Chair (NMFS, Northeast Fisheries Science Center), Lou Chiarella, co-Chair (NMFS, Northeast Regional Office), Dianne Stephan (NMFS Northeast Regional Office), Mike Pentony (New England Fishery Management Council), Tom Hoff (Mid-Atlantic Fishery Management Council), and Carrie Selberg (Atlantic States Marine Fisheries Commission). Korie Johnson (NMFS Office of Habitat Conservation) joined the Committee for purposes of this workshop. David Stevenson, John McCarthy and Meredith Lock, contractors for NMFS, also assisted in the development of the workshop and report preparation.

The EFH Steering Committee would like the thank the workshop panel (listed in Appendix A) for their hard work and dedication to having a successful workshop. Thanks to Kathie Ciarametaro for her assistance with workshop logistics. Thanks to Jeff Citrin of Resolve, Inc. for providing workshop facilitation services.

The workshop was sponsored by NOAA / National Marine Fisheries Service, New England Fishery Management Council and Mid-Atlantic Fishery Management Council.

The views expressed herein are those of the workshop panel and do not necessarily reflect the views of the EFH Steering Committee members, the agencies they represent, or the sponsors.


INTRODUCTION

The 1996 Amendment to the Magnuson-Stevens Fishery Conservation and Management Act (MSFCMA) tasked the National Marine Fisheries Service (NMFS) and federal fishery management councils with identifying and describing essential fish habitat (EFH) for all species that are managed under a federal fishery management plan (FMP). Additionally, each FMP is required to identify and assess the impacts of all fishing gears on EFH, and where practicable, minimize any adverse effects caused by fishing.

Assessing gear impacts and implementing management measures that will minimize the effects of fishing requires scientific information documenting the following: the effects of different fishing gears and practices used in the region; the distribution of fishing effort; the distribution of habitats within the region; the recovery rates of the effected habitats; and any reduction of an essential fish habitat's capacity to support exploited marine resources as a result of fishing. Studies have been conducted in the Northeast region and in other geographic areas around the world which address some of these questions, but to date there has been little attempt to evaluate all of the available information in order to identify adverse impacts to the specific habitat types of the Northeast region. For the purposes of the workshop, the Northeast region encompasses the area from Maine through North Carolina. The uncertainty regarding the identification of adverse impacts on the various habitat types found within the Northeast has resulted in reluctance to implement risk-averse habitat protection measures.

The workshop convened a panel of experts in the fields of benthic ecology, fishery ecology, geology, fishing gear technology, and fisheries gear operations (List of Participants in Appendix A). The purpose of the panel was to assist the New England Fishery Management Council (NEFMC), the Mid-Atlantic Fishery Management Council (MAFMC) and NMFS with: 1) evaluating the existing scientific research on the effects of fishing gear on benthic habitats; 2) determining the degree of impact from various gear types on benthic habitats in the Northeast; 3) specifying the type of evidence that is available to support the conclusions made about the degree of impact; 4) ranking the relative importance of gear impacts on various habitat types; and 5) providing recommendations on measures to minimize those adverse impacts. The workshop was held from October 23-25, 2001, in Boston, Massachusetts (Workshop Agenda in Appendix B).

Although the workshop was entitled "The Effects of Fishing Gear on Marine Habitats of The Northeastern United States," the workshop focused on benthic habitats. The goal of the workshop was to evaluate the impacts of fishing gear used in federally regulated fisheries on habitats of the Northeast shelf ecosystem, and to recommend management measures that will reduce those impacts (Appendix C). Only impacts to habitat were considered; effects of fishing on exploited species populations were not considered. Definitions of terms, such as "adverse effect", that were used to focus the discussions are provided in Appendix D.

There will be two final products as a result of this workshop. The first is this workshop report which summarizes panel discussions and conclusions relating to the effects of fishing gears on benthic habitats in the Northeast region. The second product will be a peer reviewed document produced by NMFS staff which describes gear types used in federal and state waters in the Northeast region, the spatial distribution of fishing trips made by each gear type in federal waters, oceanographic regimes and habitat types in the region, and the results of scientific studies of the effects of fishing gear on benthic habitats in the Northeast U.S. and elsewhere. Preliminary Draft copies of this document (White Paper) were distributed to panel members in advance of the meeting to assist them in achieving workshop objectives. These documents will be available for use by the NEFMC and MAFMC to fulfill their MSFCMA requirements to include an assessment of fishing gear impacts on EFH in all of their FMPs.


WORKSHOP FORMAT

Although there are many fishing gear types utilized in the Northeast region, the workshop focused on gear types that are federally managed under the MSFCMA. An exception to this was made for lobster pots due to their widespread use in both state and federal waters. The following gear categories were evaluated:

Bottom-tending Static Fishing Gear
- Pots and Traps
- Sink Gill Nets, Bottom Long Lines
Bottom-tending Mobile Fishing Gear
- Clam Dredges (hydraulic and non-hydraulic)
- Otter Trawls
- Sea Scallop Dredges
- Beam Trawls
Pelagic Fishing Gears (Static and Mobile)

The panel was provided a set of 15 questions, in advance, to guide the workshop discussions (Appendix E). These questions were divided into four categories: gear descriptions, gear effects on habitat, strength of evidence supporting the effects, and management actions. Individual panelists led the discussion for each gear type, guided by the questions. Some discussion leaders provided short presentations on their assigned gears which were then followed by group discussions. During the first two evenings, the discussion leaders held individual sessions with selected experts and workshop staff to further evaluate the available information and to prioritize the effects of each gear type in different habitats. On the third and final day the panel reviewed the results of these sessions.

A gear impact matrix was completed for each gear type which summarized the degree of impact for three substrate types, mud, sand, and gravel (Appendix D for definitions). The panel evaluated the types of impact caused by the gear for each substrate type, the degree of each impact, the duration of the impact, and the type of evidence available to support these conclusions. Four types of impacts were considered for each gear type and habitat: 1) removal of physical features; 2) impacts to biological structure; 3) impacts to physical structure and; 4) changes to benthic prey (Appendix D for definitions). After the matrices for each gear type were completed, the panel ranked the relative significance of each gear and impact type for all three substrate types. Once the types of impacts and habitats of greatest concern were identified, the panel recommended management actions that could be considered by the Councils to reduce the adverse effects of fishing gear on benthic habitats in the Northeast region.

This report clearly identifies when panel consensus was reached, and when points are attributed to individual panelists. The workshop began with introductory remarks by representatives of NMFS, MAFMC and NEFMC. The following sections summarize the introductions, discussions, conclusions and recommendations of the panel.


INTRODUCTORY PRESENTATIONS

NMFS Welcoming Address
Peter D. Colosi, Jr., Assistant Regional Administrator for Habitat Conservation

I am excited to welcome you to this workshop on the effects of fishing gear on fish habitat with such a panel of knowledgeable scientists, gear technologists, and fishermen.

As most of you are aware, with the 1996 Amendment to the Magnuson-Stevens Fishery Conservation and Management Act, the National Marine Fisheries Service and fishery management councils have had the task of identifying and describing essential fish habitat for all federally managed species. Additionally, we have had to identify and assess the relative impacts of all fishing gears on essential fish habitat for all of our fishery management plans, and where practicable, minimize any adverse effects from fishing.

Assessing gear impacts and implementing management measures to minimize impacts has been a very daunting task when faced with limited scientific information related to gear impacts on specific habitats, recovery rates, and the applicability of research conducted in other locations to the Northeast. Additionally, we are currently unable to quantify the intensity of gear interaction on specific habitat types in the Northeast. This has lead to much uncertainty regarding the identification of adverse impacts to the various habitat types found within the Northeast as well as apprehension to implement risk-averse habitat protection measures.

This panel has been convened to assist in interpreting the existing scientific research, determining the applicability of existing studies to the Northeast and evaluating the strength of that evidence. Your deliberations over the next three days, will provide valuable information to the New England and Mid-Atlantic Fishery Management Councils for use in fulfilling the habitat requirements of the Magnuson-Stevens Act.

I would also like to take this time to thank the Northeast Region EFH Steering Committee, which is comprised of staff from the National Marine Fisheries Service's Regional Office and Northeast Fisheries Science Center, the Mid-Atlantic and New England Fishery Management Councils and the Atlantic States Marine Fisheries Commission, for their hard work in organizing this workshop.

Good Luck over the next several days and I look forward to your results.


Mid-Atlantic Fishery Management Council Welcoming Address
Gary Caputi, Vice-Chairman, Ecosystem Planning Committee

On behalf of the Mid-Atlantic Fishery Management Council, its members and staff, I'd like to welcome this distinguished group of scientists, fishery managers and fishermen to this important workshop. It is our hope that the documents and the recommendations for future research produced by this gathering of specialists will help us move forward with the responsibilities placed on our shoulders by the Sustainable Fisheries Act.

With the passage of the Act in 1996, Congress and the Administration charged the eight regional management councils with identifying essential fish habitat and addressing threats to the health and viability of that habitat. One perceived threat was specifically identified in the language of the Act and was, therefore, required to receive a heightened level of investigation and action in FMP amendments. That is the impact of fishing gear on EFH or its subset, habitat areas of particular concern (HAPCs).

In trying to meet this mandate, the Mid-Atlantic Council has run into a problem caused by the lack of targeted scientific data addressing specific gear types used in the wide ranging fisheries we are responsible for managing. This poses a dilemma for managers because we have found ourselves unable to identify whether specific gears pose a threat or have no impact on the wide range of marine habitats exposed to their use. The problem is a double-edged sword. Our inability to justify positions on gear impacts has generated disapprovals of portions of recent plan amendments in which we identified no discernable impacts as well as those in which we identified possible impacts. Without adequate scientific documentation, the decisions we make are unsupported and, therefore, cannot be approved by the Agency and the Secretary. That is why this workshop was developed and why we have asked for this distinguished panel to convene. We desperately need scientific documentation to support the management objectives we assume under the Sustainable Fisheries Act so we can we do our jobs better.

In the past, a lot of scientific investigation was performed and scholarly papers were published on a wide variety of subjects. Many did little to provide fishery managers with the bedrock work they need to make better management decisions. This is not to say that such work was not important, or that it did not serve a purpose in furthering our understanding of the marine environment and its workings. But when it comes to the work the Councils are charged with performing, scientific research and documentation is required that specifically addresses our needs. It is in the management process that the scientific rubber meets the road and that is why the steering committee has worked so diligently to make it clear what we as managers need from you as scientists to make our efforts to rebuild and maintain sustainable fisheries and protect the marine environment more successful.

In the past two years, the Mid-Atlantic Council has seen the "Gear Impacts" sections of four major FMPs disapproved. They include Summer Flounder, Scup and Black Sea Bass; Surfclams and Ocean Quahogs; Squid, Mackerel and Butterfish and the Bluefish FMP. The amount of work involved in writing these plan amendments, incorporating entirely new sections detailing EFH and then trying to divine whether there are or are not threats to the identified important habitat from fishing gear, with little or no scientific data to fall back upon, was a frustrating exercise. One that we do not want to see repeated. Our inability to adequately identify gear impacts has lead to the Council and the Agency being criticized by constituencies on all sides of this rather volatile issue.

Not only have we experienced amendment disapprovals in major plans, but we have also been unable to justify the incorporation of "gear restricted areas" in the Tilefish FMP. Tilefish represent possibly the most habitat dependent of all the species of finfish the Mid-Atlantic Council is responsible for managing. It is a sedentary species that is believed to spend a major portion of its life cycle in relationship to burrows in the clay bottom located near the major canyon heads and along the edge of the continental shelf. After a great deal of examination of the existing data, it was "divined" that the doors of bottom tending mobile gear presented a potential negative impact to tilefish burrows. Therefore boundaries were developed to identify areas known to have concentrations of burrows and the Council proposed a restriction on the use of bottom tending mobile gear in those areas. Did the Council go too far? By proposing this action, based on impressions gleaned from the limited scientific study available, did the Council overstep its bounds? Apparently so because the gear restricted area concept was found to be unjustifiable after lengthy public hearings.

Without concise documentation, fishery managers are damned if they do and damned if they don't act. Is it possible that there is sufficient published literature to justify some actions or inactions, but it simply has not been compiled into documents that will stand up under Agency and possible judicial review? That is for you to determine.

It is our desire to see this workshop produce a comprehensive compendium of the work already done on identifying gear impacts to marine habitat and also identify areas where additional work is necessary that directly addresses the needs of managers so that we may accomplish our mandates in a more accurate and timely manner. With that, we wish you Godspeed and good luck in your endeavor.


New England Fishery Management Council Welcoming Address
Doug Hopkins, Chairman, Habitat Committee

Good morning and thank you for the invitation to speak to you as you begin these important deliberations on the effects of fishing gear on fish habitat.

My name is Doug Hopkins. I am wearing four hats, those of New England Council member, Chair of the Council's Habitat Committee, Environmental Defense staff member, and lawyer. So the lens through which I view these issues may be a little different from yours.

Yes, you will identify many, many unanswered scientific questions related to the effects of fishing gear on marine habitat and will conclude that much additional research is needed. Nevertheless, you can play a critical role in helping the regional councils, the National Marine Fisheries Service and the scientific community to avoid paralysis, and I urge you to do so.

Let's look closely at the Magnuson-Stevens Act mandate. The law, as amended by the Sustainable Fisheries Act (SFA), allows – actually it requires -- action by the councils and NMFS to protect habitat from harmful fishing impacts even in the absence of thorough scientific understanding.

Yours is not a forensic undertaking whose aim is to present evidence for a jury to conclude beyond a reasonable doubt what gear should be convicted of assault and battery on Essential Fish Habitat (EFH). Congress has already reached the conclusion that many of today's fishing gears and practices adversely affect EFH.

It is now the managers' job to implement all practicable measures to minimize harm by fishing gear to EFH. This is what the SFA requires. So what do we, as managers, need from you, the scientific experts, so that we can do our jobs effectively? We need a diverse menu of measures that singly or together will reduce the adverse effects of fishing on habitat. We also need good explanations that let us, fishermen and the general public understand how these measures will provide benefits to fish habitat. In addition, and very importantly, we need as much help as possible prioritizing these proposed measures by characterizing the relative expected benefits of each.

Finally, and crucially, since the Magnuson-Stevens Act requires that any fishery management plan must "minimize to the extent practicable adverse effects on . . . [essential fish] habitat caused by fishing," the regional councils and NMFS need your help to systematically evaluate the practicability of each of the measures you propose. To do this you may have to include in your deliberations fishery economists and other experts who are not present today for this workshop.

Addressing a few other points, first I believe the New England Council would welcome suggestions for creating incentives for fishermen to develop and adopt new fishing practices and gear that would reduce harmful habitat impacts, so long as they would in fact benefit habitat. In other words we seek your help identifying ways to harness the enormous, proven ability of fishermen to solve problems and increase their efficiency through innovations in gear and fishing methods.

Next, I wish to highlight an example of a proposed measure that needs additional scientific input to adequately evaluate its potential. The New England Scallop Oversight Committee and the full Council are considering a measure for possible inclusion in Amendment 10 to the Scallop FMP that would bar future scallop fishing from the historically least productive scallop grounds. The pertinent scientific question then is whether data exist to determine whether the historically least productive scallop grounds can be distinguished from the historically most productive? The initial designation of the least productive grounds would not have to be perfect, only scientifically supported and practicable. If subsequent surveys disclosed that a rare but significant set of scallops had occurred in an area initially closed as within the historically least productive grounds, a subsequent framework adjustment to the FMP could always reopen the area.

Touching on research needs, I want to emphasize that the regional councils and NMFS clearly need significant input from the scientific community to identify and prioritize additional research that would help to answer important questions related to minimizing the adverse effects of fishing on EFH. That said, identifying research needs should not become an excuse for management inaction. You can help the Councils and NMFS determine how best to encourage valuable research. For example, we need to know: How can the New England Council and NMFS best utilize the Research Steering Committee? Should we be considering creating Habitat Research Areas where fishing activity would be barred except as specifically allowed for research? If so where should these be sited and how large should they be? How important would it be to have baseline benthic surveys done and how should the survey areas be prioritized, recognizing that funding won't allow them to be completed all at once?

When it comes to research, engendering accurate expectations of the benefits of specific research projects will be critical. The Councils, the fishing communities and the general public need accurate information as to how long any particular research activity will likely take to yield results relevant to management decisions. Is it two years, five years or 20 years? Unrealistic expectations can damage scientific credibility among non-scientists and erode public confidence in fishery management.

In conclusion, Congress has determined that fishing gear and practices can and must evolve to reflect the scientific understanding we have of the high and unnecessary cost of fishing on the marine environment. Fishing yields food for people to eat and money and livelihoods for fishermen and their communities. You can help the fishery managers and fishermen to figure out better ways to provide these yields more sustainably than current fishing practices allow. The technology and practices used to catch fish in New England have not changed significantly for decades, while scientific understanding of the stresses on marine ecosystems caused by fishing has grown dramatically during this time. This imbalance is simply wrong. Your scientific advice will be crucial to helping managers and fishermen change fishing gear and practices to dramatically decrease their ecological and economic costs.

Thank you, and good luck in your deliberations over the next three days.


HABITAT CHARACTERIZATION

Dr. Page Valentine (U.S. Geological Survey) summarized major marine habitat characteristics applicable to the Gulf of Maine, Georges Bank, southern New England and mid-Atlantic Bight and their variability in terms of topography, sediment texture and hardness, substrate roughness and surface area, substrate dynamics, water column characteristics, habitat usage, and fishing impacts (Table 1). This is information that could be considered when evaluating the setting, function, and vulnerability of various habitats. Additional information was presented for eleven different geographical habitat types on Georges Bank and in the Gulf of Maine using these generalized habitat characters (Appendix F). No detailed information was presented for habitat types in southern New England and the mid-Atlantic Bight.

Panel members concluded that this was very useful information and recommended that: 1) detailed habitat types between Cape Cod and Cape Hatteras also be described, and 2) several new characters be added to the habitat type descriptions. It was noted that information is available for certain habitats (e.g., soft corals) south of Cape Hatteras. Additional habitat characters that were suggested by panel members were the principal types of fishing activity, estimates of the area covered by each habitat type, and depth range. Dr. Valentine pointed out that there is some information on the areal extent of some of the offshore habitats he described in the Gulf of Maine – Georges Bank region, particularly for Georges Bank itself, but thorough maps are not available.



EFFECTS OF FISHING GEAR

CLAM DREDGES

Gear Description

Mr. Dave Wallace (Wallace and Associates) presented a thorough description of the evolution and current use of the hydraulic clam dredge for the surfclam and ocean quahog fisheries. A brief discussion of "dry dredges" used in the Maine "mahogany" ocean quahog fishery was led by Mr. Wallace with contributions from the workshop panelists. This section of the report summarizes his presentation and the panel discussion.

Hydraulic clam dredges have been used in the surfclam fishery for over five decades and in the ocean quahog fishery since its inception in the early 1970s. These dredges are highly sophisticated and are designed to: 1) be extremely efficient (80 to 95% capture rate); 2) produce a very low bycatch of other species; and 3) retain very few undersized clams.

The typical dredge is 12 feet wide and about 22 feet long and uses pressurized water jets to wash clams out of the seafloor. Towing speed at the start of the tow is 2.5 knots and declines as the dredge accumulates clams. The dredge is retrieved once the vessel speed drops below 1.5 knots, which can be only a few minutes in very dense beds. However, a typical tow lasts about 15 minutes. The water jets penetrate the sediment in front of the dredge to a depth of about 8 - 10 inches, depending on the type of sediment and the water pressure. The water pressure that is required to fluidize the sediment varies from 50 pounds per square inch (psi) in coarse sand to 110 psi in finer sediments. The objective is to use as little water as possible since too much pressure will blow sediment into the clams and reduce product quality. The "knife" (or "cutting bar") on the leading bottom edge of the dredge opening is 5.5 inches deep for surfclams and 3.5 inches for ocean quahogs. The knife "picks up" clams that have been separated from the sediment and guides them into the body of the dredge ("the cage"). If the knife size is not appropriate, clams can be cut and broken, resulting in significant mortality of clams left on the bottom. The downward pressure created by the runners on the dredge is about 1 psi.

It was pointed out by a panel member that the high water pressure associated with the hydraulic dredge can cause damage to the flora and fauna associated with bottom habitats. However, water pressure greater than that required for harvesting will reduce the quality of the clams by loading them with sand and increase the rate of clam breakage. Therefore, water pressure is usually self regulated.

There are currently two types of hydraulic dredges used in the fishery, stern rig dredges and side rig dredges. The chain bag on a side rig dredge drags behind the dredge and helps smooth out the trench created by the dredge. The chain bag results in significantly more damage to small clams and other bycatch than occurs with the stern rig dredge. With the stern rig dredge, which is basically a giant sieve, small clams and bycatch fall through the bottom of the cage into the trench and damage or injury is minimal. Improvements in gear efficiency have reduced bottom time and helped to limit the harvest of surfclams to a relatively small area in the mid-Atlantic Bight.

Prior to 1990, the resource was managed by controlling the number of hours a vessel could fish. Consequently, towing speeds were maximized to catch as many clams as possible regardless of the damage done to the clams or the habitat. Cutting and breakage of discarded clams were estimated to be as high as 90% in some locations and under some conditions decomposition of dead clams caused reduced oxygen concentrations in sediments to the point that clams were killed. Incidental mortality is currently estimated to be well under 10% because quota management has removed the need for vessels to catch as many clams as possible as quickly as possible.

Concurrent with the change in harvesting practices that occurred after 1990, there has also been a significant reduction in fishing effort and a shift to stern rig dredges. About 60 side-rig vessels pulling 80 dredges were taken out of the fishery after 1990. The number of surfclam vessels decreased from 128 in 1990 to 31 in 2000, while the number of vessels that landed ocean quahogs (excluding the Maine fishery) dropped from 56 in 1990 to 29 in 2000. Currently there are only 4 side rig vessels pulling five dredges left in the fleet.

Surfclams live mostly in sand which is disturbed and re-suspended by storms and, in some locations, by strong bottom currents. Ocean quahogs live at greater depths, mostly in finer sand and silt/clay substrates which are less affected by natural physical disturbances. Surfclams and ocean quahogs are not found in commercial quantities in gravel or mud habitats or in depths greater than 300 feet.

Hydraulic clam dredges can be operated in areas of large grain sand, fine sand, sand and small grain gravel, sand and small amounts of mud, and sand and very small amounts of clay. Most tows are made in large grain sand. Dredges are not fished in clay, mud, pebbles, rocks, coral, large gravel greater than one half inch, or seagrass beds. Boat captains will not dredge in areas with very soft or hard substrate where they run the risk of losing or damaging the gear. The fishery is also limited to sandy sediment because the processors do not want mud blown into the clam bodies by the dredge.

The spatial scale of fishing effort varies depending on which species is the target: surfclams are harvested primarily in a small area off the New Jersey coast whereas ocean quahogs are harvested over a larger area that includes offshore waters. Areas with denser concentrations of clams would presumably be dredged more intensively, i.e., a higher percentage of the bottom would be affected. Because surfclams are concentrated in a very defined area off the New Jersey coast where the bottom is so homogeneous, a high proportion of the bottom over this large contiguous area is affected by dredging. Surfclams grow much more rapidly than ocean quahogs and surfclam beds are dredged every few years. Areas dredged for ocean quahogs are left untouched for many years. Ocean quahogs are much more likely to be dredged from a number of more or less discrete patches that are surrounded by undisturbed areas. It was noted, as a general rule, that once 50% of the harvestable clams are removed from an area, the catch rates drop to a point where it is no longer economically feasible for fishing to continue there.

In federal waters, the amount of bottom area directly impacted by the hydraulic clam dredge fleet in 2000 was about 110 square miles (Table 2). An additional 15 square miles were dredged in State waters of New Jersey, New York, and Massachusetts. The predominant substrate on the southern New England/Mid-Atlantic Bight shelf is sand. Thus, during any given year, this fishery is conducted in a very small proportion of a habitat type that characterizes most of the 40,000 square miles of continental shelf between the Virginia/North Carolina border and Nantucket Island (69° W longitude). The Georges Bank region has been closed to clam harvesting since 1990 because of the potential of paralytic shellfish poisoning.

The dry dredge used in the Maine fishery is a cage with wide skis and a series of teeth about 6 inches long in the front. These dredges are used on smaller boats (about 30 to 40 feet long) and are pulled through the seabed using the boat's engine. The cutter bar is limited to a width of 36 inches by State law. This fishery takes place in small areas of sand and sandy mud found among bedrock outcroppings in depths of 30 to > 250 ft in state and federal coastal waters north of 43° 20' N latitude. The dredges scoop up clams and sediment, and the vessel's propeller wash is used to clean out the sand and mud.

Effects and Evidence

Dr. James Weinberg (Northeast Fisheries Science Center - NEFSC) led the discussion of the direct physical and biological effects of hydraulic clam dredging, and Dr. Roger Mann (Virginia Institute of Marine Science - VIMS) led the discussion on the available evidence. Most of the evidence for dredging impacts that was considered by the panel was from the Northeast U.S., but there are studies from other areas that show the same effects. It was noted that early studies done in the Northeast region were conducted during development of the fishery, when clam dredging was more damaging to the habitat than it is now.

According to these studies, the direct physical effects of hydraulic clam dredging are basically two-fold. First, a trench about 8 inches deep is left behind the dredge and windrows of sediment and organisms are formed on either side of the trench. The second direct physical effect is the resuspension of sediment. If a dredge goes through silt or loose sediment, it produces a sediment cloud. In the panel's judgement, fine sediment may take as long as 24 hours to resettle and would end up outside the trench, while heavier particles would settle much more rapidly, primarily back into the trench. The evidence for physical effects (trench, windrows, and sediment re-suspension) is strong because these effects are so obvious.

Physical impacts to bottom habitat last longer (months) in low energy environments than in high energy environments (hours). In sand, the sides of the trench start to erode as soon as it is cut; this happens more rapidly when bottom currents are strong. The rate at which it fills in depends on the grain size of the sediment, water depth, and the strength and frequency of storms and bottom currents. It was noted that there are permanent, longshelf, sand ridges with low elevation off the New Jersey coast, but there is no evidence to indicate that clam dredges remove them, even though they may be towed through them.

The direct biological effects of hydraulic dredges vary, depending on whether organisms are hard-bodied like clams or soft-bodied like amphipods or polychaetes. What happens when a clam dredge goes through an area is not fully known and more study is needed. It was noted that structure-forming epifauna such as anemones and sponges would clearly be removed. Emergent epifauna growing on shell beds in the mid-Atlantic Bight is known to provide cover for juvenile fish species like black sea bass. Removal of these organisms, or their burial by re-suspended sediments, could therefore cause the loss of habitat for some species of juvenile fish.

It is not clear what happens to soft-bodied organisms that are moved by the dredge or pass through the trench and are deposited back on the seafloor. Often, after an area is dredged, scavengers move in rapidly and eat broken clams and soft-bodied organisms that are removed from the substrate. However, the panel considered that evidence for effects on infaunal prey organisms was weak because there aren't many studies that link changes in benthic community structure in dredged areas to the food supply for fish, and those that do exist do not show definitive results. The panel concluded that infaunal communities would be likely to recover more quickly than emergent epifauna, and therefore removal of structure-forming organisms was judged to be more of a concern. However, one panelist noted that the potential loss of secondary production of benthic invertebrates which are prey for bottom-feeding fish is the effect that is least understood, and that any reduction in prey abundance - if it occurs - would not necessarily be limited to the dredge tracks themselves, but would affect the entire dredged area. Moreover, the effects of fluidizing the sediment on benthic infauna are unknown and may be important.

The panel noted that there may be cumulative physical and biological effects in areas that are dredged several times annually. As previously stated, surfclams grow much more rapidly than ocean quahogs and surfclam beds are dredged every few years, whereas areas dredged for ocean quahogs are left untouched for many years. It was also noted that benthic organisms that occupy muddy bottom in deep water are less adapted to physical disturbance and therefore would presumably take longer to recover from dredging than organisms in sandy bottom areas in shallower water.

Conclusion

The panel concluded that the habitat effects of hydraulic dredging were limited to sandy substrates, since the gear is not used in gravel and mud habitats (Table 3). Two effects -changes in physical and biological structure - were determined to occur at high levels. The evidence cited for these two effects was a combination of peer-reviewed scientific literature, gray literature, and professional judgement. There are no effects of hydraulic dredges on major physical features in sandy habitat because, in the panel's view, there are no such features on sandy bottom. Panel members evaluated changes to benthic prey as unknown.

The temporal scale of the effects varies depending on the background energy of the environment. Recovery of physical structure can range from days in high energy environments to months in low energy environments, whereas biological structure can take months to years to recover from dredging, depending on what species are affected.

The panel agreed that hydraulic dredges have important habitat effects, but even in a worse case scenario, where there were known to be severe biological impacts, only a small area is affected and therefore this gear type is less important than other gear types like bottom trawls and scallop dredges which affect much larger areas. It was also pointed out, however, that even though the effects of dredging (at least for surfclams) are limited to a relatively small area, localized effects of dredging on EFH could be very significant if the dredged area is a productive habitat for one or more managed fish resource. The same would be true if dredging in a particular area coincided with a strong settlement of larval fish. A major question for this gear is "what are its long-term biological impacts" i.e., how, and to what extent, are benthic communities altered in heavily dredged areas, particularly the prey organisms, and how long does it take for them to recover once dredging ceases?

Management

Dr. William DuPaul (VIMS) led the discussion on the types of management actions that could be taken to minimize adverse impacts of hydraulic dredging to benthic habitat.

The effectiveness of the Individual Transferable Quota (ITQ) management program since 1990 and the opinion that the two resources are underfished, led the panel to conclude that reductions in effort are probably not practicable. Nor is it likely that gear substitutions or modifications are practical since the current gear is highly efficient at harvesting clams. Therefore spatial area management seems to be the only practicable approach to minimizing gear impacts, if necessary.

It was emphasized that hydraulic dredges are designed to operate in sandy substrate. This gear could be very destructive if fished in the wrong sediment type or in structured environments like gravel beds or tilefish pueblo villages. The panel emphasized the gear should not be used in sediment types where it would cause more damage. Areas of known structure-forming biota should be mapped and set aside as a priority. It was emphasized that since we really do not know what the effect of this gear is to soft-bodied benthic organisms, a possible precautionary measure would be to restrict the fishery to areas of high clam productivity. Seasonal closures were mentioned if times and areas of high recruitment could be detected.


SCALLOP DREDGES

Gear Description

Dr. DuPaul led the discussion on scallop dredges. The New Bedford scallop dredge was described during a general review of scallop dredges and their use. This dredge is the primary gear used in the Georges Bank and mid-Atlantic sea scallop (Placopecten magellanicus) fishery. The scallop dredge used in coastal waters of the Gulf of Maine was also described briefly. The European scallop dredge was briefly discussed.

The forward edge of the dredge includes the cutting bar, which rides above the surface of the substrate, creating turbulence that stirs up the substrate and kicks objects up from the surface of the substrate (including scallops) into the bag. Shoes on the cutting bar are in contact with and ride along the substrate surface. The bag is made up of metal rings with chafing gear on the bottom and twine mesh on the top, and drags on the substrate when fished. New Bedford dredges are typically 14 feet wide; two of them are towed by a single vessel at speeds of 4 to 5 knots. Dredges used along the Maine coast are smaller (5.5 to 8.5 ft). Towing times are highly variable, depending on how many marketable sized scallops are on the bottom and the location. Scallops are shucked at sea, but small amounts (< 50 baskets) are returned to shore whole for specialty markets.

In the Northeast region, scallop dredges are used in high and low energy sand environments, and high energy gravel environments. Although gravel exists in low energy environments of deepwater banks and ridges in the Gulf of Maine, the fishery is not prosecuted there.

Effects and Evidence

Dr. Valentine led the discussion on the effects of scallop dredging and Dr. Weinberg led the discussion on the available evidence. The panel noted that much of the scientific literature is based on the European dredge, which differs in structure and use from the New Bedford dredge. The leading edge of the European dredge contains teeth which dig into the substrate. This type of gear is used by smaller vessels that are not able to tow a non-toothed dredge fast enough (4-5 knots is necessary) to fish effectively. The panel noted that because of these differences, research using the European dredge was not completely relevant to North American scallop fisheries or the habitats in which they are found, and should only be applied in a limited fashion.

An analysis of vessel monitoring system (VMS) data for vessels in the scallop fishery provided to panel members at this workshop revealed that the scallop fishery is highly concentrated. Total fishing activity (dredges and trawls) in year 2000 was dispersed throughout 12,800 one square nautical mile sub-areas, but 81% of the total catch was harvested in only 2,946 of these sub-areas. A full description if this information that includes plots of fishing activity in 1998 and 1999 is in Appendix G. One panelist noted that based on his analysis of logbook data from the mid 1980s to the mid 1990s, the distribution of fishing effort for scallop dredges in the Northeast U.S. was patchy, with areas that were fished intensively and other areas that were fished very lightly, and generally did not overlap with areas that were fished heavily with bottom trawls.

The findings of the studies summarized in the white paper which took place in the Northeast region were discussed and considered to be applicable to other areas of similar habitat type within the region. These findings included:

  • disruption of amphipod tube mats and decline in dominant megafaunal species in gravelly sand in the Gulf of Maine from fishing (Langton and Robinson 1990);
  • increased epifauna (hydroids, bryozoans, sponges, serpulid worms and sea cucumbers) on a cobble/shell bottom in an area on the Maine coast closed to dredging and trawling in 1983 (Auster et al. 1996);
  • disturbance of storm-created coarse sand ripples (10-20 cm high) by scallop dredges on Stellwagen Bank, in the southwestern Gulf of Maine (Auster et al. 1996);
  • increased abundance of emergent sponges inside a sandy area closed to dredging and trawling for 4.5 years (Almeida et al. 2000);
  • redistributed gravel, pebbles, and boulders, flattened sand and mud bedforms, and resuspended fine sediments caused by mussel and scallop dredging in lower Narragansett Bay, Rhode Island (DeAlteris et al. 1999);
  • reduced epifaunal community, smoother bottom, and disturbed and overturned boulders in gravel areas on Georges Bank affected by dredges and trawls compared to unfished areas (Valentine and Lough 1991);
  • reduced densities, biomass, and species diversity of megabenthic organisms in disturbed gravel habitat on Georges Bank (Collie et al. 1997);
  • higher percent cover of emergent colonial epifauna in undisturbed gravel habitat sites on Georges Bank (Collie et al. 2000).

A number of international studies were also discussed. Although the gear differed in some of these studies as described above, findings in these studies were considered to be relevant. The findings were as follows:

  • long-term shifts in benthic community composition in the Wadden and Irish Seas following the introduction of scallop dredging (Reise and Schubert 1987, Hill et al. 1999);
  • increased abundance of some epifaunal species (sea urchins and some crustaceans) in gravel areas closed to dredging in the Irish Sea (Bradshaw et al. 2000);
  • mortality of large epifauna and sand lance (Ammodytes) in the path of the trawl in high energy sand in Scotland, with no significant effects on abundance of mollusc or crustacean infauna (Eleftheriou and Robertson 1992);
  • loss of emergent tubes and sediment ripples and decreased density of common macrofauna from dredging in sub-tidal sand flats in New Zealand, with complete faunal recovery within a few months (Thrush et al. 1995);
  • reduced abundance of 6 of the 10 most common benthic infaunal species from dredging, with recovery within 6 months for most, but greater than 14 months for a few, in mud and sand habitat in Australia (Currie and Parry 1996).

The panelists agreed that effects and their significance vary by habitat type, and that research results could not be applied widely across habitat type. The panelists also agreed that the first pass of a dredge over an undisturbed area is expected to have more significant effects than subsequent passes and that the return of cut shell-stock to the environment could enhance sea floor structure and provide substrate for settling scallop larvae. There was some discussion about the discarding of viscera from shucked scallops and its value to EFH, but no consensus was reached.

Several studies conducted on Georges Bank were discussed in detail. Valentine and Lough (1991) compared trawled and dredged gravel areas with undisturbed gravel areas and noted that the epifaunal community was more diverse with abundant attached organisms at the undisturbed sites. Subsequent research by Collie et al. (2000) in gravel pavement habitat showed that Filograna implexa, a colonial, rock-encrusting polychaete, and bushy colonial epifauna such as bryozoans and hydroids, were more abundant in the undisturbed areas. The study by Almeida et al. (2000) showed an increased abundance of emergent sponges (Suberites ficus and Polymastia sp.) on sandy bottom at stations inside Groundfish Closed Area II four and a half years after it was closed, compared to stations just outside the area that have remained open to bottom fishing.

The panel clarified that the results of the studies done on gravel bottom on Georges Bank could be applied to dredged areas in the Gulf of Maine where the same taxa are present in hard bottom habitats, but not to sandy scallop fishing grounds in southern New England and the mid-Atlantic Bight where different emergent epifaunal species are present and where there are fewer epifaunal organisms growing on the bottom. Panel members agreed that structure-forming biota that are present in sandy habitats are just as vulnerable to scallop dredging as in gravel habitats, but that the biological impacts of dredging on emergent epifauna are less significant in high energy sand environments because the organisms are better adapted to sediment disturbances caused by storms and strong bottom currents and therefore recover more quickly from dredging. It was noted that hard bottom benthic habitats in the Gulf of Maine and in deeper water on Georges Bank are more vulnerable to bottom mobile gear than sand bottom habitats south of Cape Cod because they support more diverse and prolific epifaunal communities and because recovery times are slower. It was also noted that long-term effects are more significant than short-term effects and are harder to differentiate from effects caused by environmental changes.

There was some discussion about the indirect biogeochemical effects of sediment resuspension caused by dredging and trawling. It was noted that the re-suspension of fine sediments (clay, silt and fine-grained sand) could have important effects on habitat quality by releasing nutrients, metals and contaminants that are "trapped" in anaerobic bottom sediments. These effects would be negligible in shallow water, coarse sand habitats. The release of nutrients could be beneficial, but the release of metals and other contaminants could have adverse effects on pelagic and benthic habitats. Most of the research that has been done on this subject is in inshore coastal and estuarine waters, not in deeper, offshore waters.

There was also some discussion about the effects of scallop dredging on the functional value of benthic habitats for exploited marine resource populations. Two habitat functions mentioned were: 1) cover from predators provided for juvenile fish and prey species by emergent epifauna; and 2) the bio-energetic benefits of sand ripples and waves for bottom fish (e.g., flounders) that seek refuge from bottom currents. The panel noted that some studies have been conducted in these two subject areas and others are in progress.

Conclusion

The panel determined that the effects of scallop dredging were of greatest concern in the following three habitat types: high and low energy sand and high energy gravel. Scallop fishing does not generally occur in deep water, low energy gravel habitats. The basis for all the panel's conclusions regarding the degree of impact and recovery time estimates were a combination of peer reviewed literature, gray literature, and the panelists' professional judgement.

Low energy sand habitat occurs in deeper water, where the bottom is unaffected by tidal currents and where the only natural disturbance is caused by occasional storm currents. In this habitat type, the primary physical bottom features are shallow depressions created by scallops and other benthic organisms. Reduction of biological structure and changes in physical structure were both considered to occur at a high level as a result of scallop dredging (Table 4). Recovery of physical structure was expected to vary from days to months depending on how long it takes different species of animals to create new depressions in the seafloor. The degree of impact to biological structure in low energy sand habitats was judged to be high because emergent epifauna is more abundant in this more stable environment. Recovery from reduction in structural biota was expected to take from months to years.

In high energy sand habitats, effects on biological structure were considered to be low, since organisms in this environment would be adapted to a high degree of natural disturbance. Changes to physical structure such as smoothing out of sand ripples, sand waves, and sand ridges were rated as high. The range of recovery times for physical structure in high energy sand habitat was based on the rapid recovery time for sand ripples that are produced by bottom currents (days) and a longer time (months) for storm-created sand waves and ridges. Similar to low energy sand, recovery time for biological structure was expected to range from months to years. The range in recovery time was based on how long it would take for amphipod tubes to re-form compared to the growth rates of sponges and other longer-lived species. The panel did not have enough information to evaluate the effects of scallop dredging on benthic prey in sandy bottom and therefore concluded that the degree of this effect was unknown in both low and high energy habitats.

In high energy gravel habitat, the panel concluded that the degree to which biological structure was reduced by scallop dredging was high, as were changes in physical structure, and changes in benthic prey. Dredging disturbs gravel and pebbles, breaches gravel "pavement," and redistributes cobbles and small boulders. Recovery of physical structure in this habitat type was estimated to take anywhere from months to a year. Once gravel pavement is breached, it re-forms fairly quickly as the underlying exposed sand is removed by bottom currents leaving gravel behind as the predominant substrate. Attached epifauna known to be removed by scallop dredges in high energy gravel habitats include sponges, bryozoans, hydrozoans, and colonial polychaetes. Recovery times for biological structure were estimated as years (but fewer than ten years).

Since many of the structure-forming organisms that are removed from high energy gravel habitat by scallop dredges are either preyed upon by bottom-feeding fish or provide cover for invertebrates and small fish that are consumed by bottom-feeding fish, habitat impacts caused by changes in prey species composition and abundance were rated as high in this habitat type, with recovery times of months to several years, depending on which taxa are affected. Panel members noted that it was difficult to evaluate impacts to benthic prey in the absence of information linking known alterations in the species composition and abundance of benthic organisms to changes in the food supply for fish.

The panel acknowledged that impacts of scallop dredging to sand and gravel habitats represent two extremes in a continuum of effects (gravel being more vulnerable) and that what happens to mixed sediment habitat types that fall in between these two extremes is harder to evaluate. It was also pointed out that the more important question may not be what happens in the dredge path itself and how quickly the seafloor and the benthic community in the dredge path recovers, but instead what is the net impact of dredging on the affected environment and its value to marine resources?

Management

Dr. Michael Fogarty (NEFSC) led the discussion on the management of scallop dredge impacts. Three main approaches to minimizing habitat impacts were discussed: effort reduction, gear modification, and area management. Panelists noted that maintaining a high biomass of scallops would reduce harvesting time and therefore reduce the amount of bottom time devoted to dredging. Panelists also noted, however, that the high initial impact of the gear on habitat (from the first tow) could confound attempts to minimize impacts by reducing effort.

Suggestions for gear modifications included innovations to "float" the ring bag so it does not drag along the bottom. Use of a "hard dredge" which only has two skids in contact with the bottom was also discussed; however, panelists did not agree that this would be feasible since rigid frame dredges are reportedly difficult to use and cause a higher non-harvest mortality of scallops. Other gear modifications discussed included development of a foil that uses a vacuum to harvest scallops.

Many panelists spoke favorably about the use of area based management. Based on the distribution of scallop dredge fishing trips (Appendix G), the panel noted that there are many locations where scallop dredging does not occur. The panel discussed focusing fishing effort in productive areas and areas without sensitive habitats. Since scallop recruitment is episodic, some panelists felt that it was important that all areas be available for fishing. In a rotational area management system, the panel discussed keeping sensitive areas closed for a longer period of time. Panelists also noted that a comprehensive approach to area management that included consideration of the habitat impacts of gears used in other fisheries (e.g., bottom trawls) should be considered.


OTTER TRAWLS

Gear Description

Mr. Frank Mirarchi (Boat Kathleen A. Mirarchi, Inc.) and Mr. James Lovgren (F/V Sea Dragon) identified the types of otter trawl gear used in the northeast. They stressed the diversity of otter trawl types used in this region, explaining that the diversity of gear types was a result of the diversity of fisheries prosecuted and bottom types in the region. The specific gear design used is often a result of the target species (whether they are found on or off the bottom) and the composition of the bottom (smooth versus rough and soft versus hard). The presenters described the various components of otter trawls, including the sweeps, the net body, bycatch reduction devices, bridles or ground cables, and the doors. The sweeps can be chain-wrapped wire, rubber cookies, rockhoppers, rollers, street-sweepers, or tickler chains. The net body depends upon the head rope height, the amount of overhang, and the mesh sizes of the various net panels. Bycatch reduction devices include the Nordmore grate and mesh panels. Types of bridles include chain, bare wire, covered wire, or seine rope. Trawl doors can be polyvalent, flat, or vee type.

Small mesh nets are used to target whiting and squid, and these configurations usually employ a light chain sweep. Flatfish are primarily targeted with a mid-range mesh flat net that has more ground rigging and is designed to get the fish up off the bottom. A high rise or fly net is also used with larger mesh. There are three components of the otter trawl that come in contact with the bottom: the doors; the ground rigging behind the doors; and the sweep.

The panel members discussed these descriptions, noting that otter trawls are actually very complex systems designed to target specific types of fish rather than simple sieves used to collect everything in their path. Fish herding is an important aspect of trawl design and depends upon the hydrodynamic forces of the doors and the sediment clouds generated by the ground rigging and sweep. Panel members reported that roller gear is obsolete in the Northeast, having been replaced by rockhopper gear. Rockhopper gear is no longer used only on hard bottom habitats, but is actually quite versatile for use on a variety of habitat types.

The panel considered the weight in water of the different otter trawl configurations, relative to their weight on land. Contrary to some assumptions, rockhopper gear is not the heaviest type of otter trawl in use in this region as it loses 80% of its weight in water (i.e., a rockhopper rig that weighs 1000 pounds on land may only weigh 200 pounds in water). Streetsweeper gear is much heavier due to the use of steel cores in the brush components. Cookie gear can be heavier as it retains 80-85% of its weight in water. Plastic-based gear has the smallest weight in water to weight on land ratio, at approximately 5%. The panel agreed that the weight of the gear in water is a very important consideration in understanding the relative effects of different otter trawl configurations.

Effects and Evidence

The discussion leaders for the effects of otter trawling were Dr. Robert Van Dolah (South Carolina Department of Natural Resources) and Dr. Ellen Kenchington (Department of Fisheries and Oceans, Canada). At the outset of the discussion, the panel agreed to two general points: first, otter trawls are one of the most studied fishing gear types; and second, otter trawls are one of the most widely used fishing gears. The effects of otter trawls are believed to vary by the specific configuration used, by the intensity of the trawling activity, and by the type of habitat in which the gear is used. Some of the panel members were of the opinion that benthic habitats are dynamic systems, and the changes that result from otter trawling may not necessarily be detrimental.

The panel members discussed a variety of direct effects of the gear operating on the bottom. These effects included: 1) the scraping or plowing of the doors on the bottom, sometimes creating furrows along their path; 2) sediment resuspension resulting from the turbulence caused by the doors and the ground gear on the bottom; 3) the removal or damage to non-target species such as benthic or demersal predators; and 4) the removal or damage to structure-forming biota. The relative significance and/or duration of these effects often depends upon whether the gear is used on low versus high energy environments (these environments could also be thought of as stable versus unstable). It was mentioned during discussion that with the exception of the doors, the trawl gear has to be relatively light on the bottom to maintain its shape and effectiveness. If it rides too heavily on the bottom the gear would collapse in on itself.

Some panel members stated that even relatively light trawl gear will still have an impact on structure forming taxa. Discussion included the opinion that static weight of the gear alone is not the only factor to consider, but that the horizontal and vertical forces on the gear (i.e., the speed of the vessel) are also important considerations. It was agreed that more research is needed to better understand the relationships of gear weight and the forces on the bottom and the differences between gear types.

The panel members also discussed some potential indirect effects of the gear operating on the bottom. The indirect effects included: 1) altered trophic function of benthic communities, primarily caused by a reduction or change in large biota, a reduction or change in predators, or a reduction or change in epiphytes; and 2) altered demersal communities, primarily caused by a loss of structure-forming biota and an alteration of physical features.

The most significant potential effects of otter trawls identified by the panel included long-term changes in bottom structure and long-term changes in benthic trophic function or ecosystem function. The panel suggested that these changes may result either from a reduction of organisms or the replacement of organisms. The potential replacement of some organisms with other organisms is significant because this may prevent the ecosystem from being able to return to its original state, even in the complete absence of fishing activity.

The panel discussed a proposed model for determining the degree of effect on various habitats. The model ranked habitat types along a continuum from mud/sand with no major epifauna or structure-forming biota in a high energy environment to gravel/hard bottom with abundant epifauna and/or structure-forming biota, and suggested that the degree and duration of the effects on these habitat types ranged from lowest for the mud/sand with no major epifauna or structure-forming biota in a high energy environment to highest for the gravel/hard bottom with abundant epifauna and/or structure-forming biota. This model utilized a variation of the major categories of effects previously described: 1) removal of physical features, 2) reduction of structural biota (impacts to biological structure), and 3) reduction of habitat complexity and sea floor structure (impacts to physical structure). Generally, there was a low level of concern for the effects of trawling in mud and sand habitats without major epifauna or structure-forming biota, but a high level of concern for gravel and hard bottom habitats with epifauna and/or structure-forming biota. There was some discussion among the panel members as to whether mud deserved its own category, based on the deep-water basins in the Gulf of Maine that contain long-lived epifauna, but there was no consensus on this issue. The degree and duration of a fourth category of effect, changes in benthic prey, was suggested as being case specific. This conceptual model is discussed in more detail in a subsequent section.

The panel discussion identified several indirect effects of otter trawls on different habitat types, including the attraction/movement of scavengers into the area behind the trawl and changes in diatoms and other primary producers. It was suggested that although scavengers are attracted to areas recently trawled, they do not move in from great distances. Rather, the scavengers that are already in the general vicinity do well, but there are not significant increases in the numbers of these scavengers. It was also suggested that there may be important cascading effects of the changes in diatoms and other primary producers.

The panel discussed the changes in habitat complexity resulting from the tracks made by the doors in further detail. The door tracks themselves create an increase in complexity at the scale for small organisms, but there is a net loss in complexity due to the reduction of biogenic structure. The panel also discussed the duration of effects and agreed to define "long-term" as whenever the recovery period is longer than the natural period of disturbance. The panel agreed that the duration of effect would be greater in habitats toward the gravel/hard bottom with epifauna and/or structure-forming biota end of the continuum identified above.

Following the discussion on the types and relative importance of the different effects of otter trawling on benthic habitats, the panel discussed the strength of the scientific evidence for these effects. This discussion was led by Dr. James Lindholm (Stellwagen Bank National Marine Sanctuary). The panel agreed that there is a great deal of literature to apply to otter trawl fishing activities in the northeast. Most of the available information can be applied to otter trawls in general and deals with chronic effects rather than acute effects. The most difficult issue remains establishing the link between the alteration of the habitat and the effects on biological communities.

It was suggested that ultimately, to make real progress on these issues, we need to be able to look at the differential effects of fishing gear on different types of habitats, and be able to do this by the type of otter trawl rather than only considering otter trawls in general. The current situation is limited to the generalized effects of otter trawls, without the ability to tease out the good and bad elements of these fishing activities. This situation also creates a problem for conservation engineering because there are no specific objectives or problems to solve, only generalities.

In spite of this problem, there was agreement that the general principles and results of the worldwide body of literature on the effects of otter trawling on benthic habitats were applicable to the northeast, even though the gear used might be slightly different. Of all the gears the panel has been charged with considering, otter trawls represent the type where the results of studies from other areas are the most applicable. The panel generally agreed that there was strong evidence in the scientific literature for each of the four primary types of effects as identified earlier.

Conclusion

The panel concluded that the greatest impacts from otter trawls occur in low and high energy gravel habitats and in hard clay outcroppings (Table 5). In gravel, the greatest effects were determined to be on major physical features, and physical and biological structure of the habitat. The panel found it was unable to reach consensus on the degree of impact for sand and low energy mud habitats, but a majority of panel members agreed upon the final conclusions in Table 5.

In gravel and other hard bottom habitats, the degree of impact of otter trawls on major physical features, physical structure, and biological structure were all considered to be high in both low and high energy environments. Major physical features in this habitat type are boulder mounds, which can be knocked down by trawls. Once this happens, the mounds can never be re-formed, and the resulting changes are permanent. Trawls also cause alterations to physical structure by redistributing cobbles and boulders and breaching gravel pavement. Impacts to biological structure in gravel were of greater concern to the panel than impacts to biological structure in other habitats because structural biota is more abundant on gravel bottom. Effects to physical and biological structure of these habitats were judged to last from months to years. The basis for all the panel's conclusions were professional judgement, peer-reviewed literature, and gray literature. Changes to benthic prey caused by trawling were considered to be unknown. In mud habitats, the panel distinguished between hard clay outcroppings that occur in deep water on the outer continental shelf and soft mud (silt and clay) sediments found in deep water basins in the Gulf of Maine and many shallower locations on the shelf. Bottom trawling takes place in both of these habitat types.

Clay outcroppings are found on the slopes of submarine canyons that intersect the shelf on the southern edge of Georges Bank and the New York Bight. These outcroppings provide important habitat for tilefish (Lopholatilus chamaelonticeps) and other benthic organisms which burrow into the clay. Based on the panel's professional judgement, removal of this material by trawls was considered to be a permanent change to a major physical feature, and was rated as a high degree of impact. The panel determined that trawls could also cause a high degree of impact to the physical structure of hard clay habitat that could last from months to years. This determination was based on peer reviewed and gray literature, and the panel's professional judgement. Due to a lack of information, the panel was not able to rate impacts to biological structure or benthic prey in this habitat type.

The panel did not reach consensus on the degree to which otter trawls affect physical and biological structure in soft mud habitats. However, most panelists agreed that impacts to biological structure (including worm tubes and burrows) and physical structure were moderate. Panelists agreed that these impacts would be expected to last from months to years. Peer reviewed and gray literature and professional judgement were relied on to make determinations about impacts to physical structure, while professional judgement was the only basis for determination of impacts to biological structure. A lack of information prevented the panel from drawing conclusions about impacts to benthic prey. Panelists determined that removal of major physical features was not a concern in this relatively featureless habitat.

Determining the impacts from trawling on sand habitat was particularly difficult for the panel. There was no consensus on the degree of impact to biological or physical structure, or to benthic prey, in high and low energy environments. However, with one exception, the panelists agreed that these impacts were moderate. Trawl induced changes to physical structure in high energy sand were rated as low. Recovery times for biological structure and prey were considered to range from months to years, and for physical structure from days to months. The basis for all determinations was peer reviewed and gray literature, and professional judgement. The panel determined that removal of major physical features was not an impact that applied in what is a relatively featureless environment.

There was a general consensus that the acute impacts of bottom trawls (i.e., impacts caused by a single tow) on physical and biological structure are less severe than for a scallop dredge, but the chronic impacts resulting from repeated tows are more severe for trawls because a greater bottom area is affected by trawling than is affected by scallop dredging. Additionally, otter trawls are towed repeatedly in the same locations, much more so than scallop dredges and clam dredges. One panel member pointed out that the only part of a trawl that disturbs the bottom in the same manner as a scallop dredge is the door - the rest of the trawl behaves very differently. Another panel member reiterated that there are a large variety of trawls in use in the Northeast U.S. Some (squid nets, high rises) are very light trawls that barely contact the bottom at all, whereas others (flatfish nets) "hit hard" which makes it difficult to generalize the impacts associated with this gear. It is important to recognize that the greatest challenge the panel faced in drawing their conclusions is the fact that there is such a wide variety of otter trawl gear in use over a very wide range of habitat types and known impacts from trawl gear is aggregated and not typically attributed to a specific gear configuration.

Management

Dr. Joseph DeAlteris, (University of Rhode Island) was the discussion leader for the management section and offered a framework of management approaches that could be considered for reducing the impacts associated with otter trawls on benthic habitats. The approaches included effort reductions, area restrictions, and gear improvements. He acknowledged that fishing effort by bottom-tending mobile gear has been reduced approximately 50% in the Northeast over the last ten years. He also acknowledged that the existing year-round closed areas (Georges Bank Closed Areas I and II, the Nantucket Lightship Closed Area, and the Western Gulf of Maine Closed Area) have been effective at reducing fishing-related impacts within the areas. He suggested that there are ways to make fishing gear more "habitat-friendly" by lowering the associated turbulence and making the gear lighter on the bottom, but stressed that these efforts would require cooperative work with the fishing industry and specific goals and objectives. Overall, the panel agreed with the discussion leader on these points as general principles.

The panel discussed these management approaches. Panel members suggested that reductions in effort do not necessarily translate into similar reductions in impacts, while area closures guarantee protection to the areas closed that effort reductions cannot. Panel members also suggested that what is really needed is an adjustment to fishing capacity, and that over-capacity in the fleet is forcing people to fish in ways and in areas that they otherwise would not. Excess fishing power results in people fishing very inefficiently at lower catch-per-unit-effort (CPUE) than would otherwise occur and this results in increased fishing time. The panel members suggested that conservation engineering is a key management factor to develop fishing gears that have less impact on benthic habitats. It was also suggested that the concept of closed areas should be revisited to target specific habitats and bycatch concerns, and that the areas closed could be more discrete.

The panel also identified the link between effort reduction and specific closed areas as an important consideration in evaluating the effectiveness of management measures. By itself, effort reduction may not accomplish the objective of reducing impacts to habitat. Ideally, the three components identified by the discussion leader (effort reduction, closed areas, gear improvement) would be used together to manage fishing activities. The panel was cautioned that the concept of effort reduction is not necessarily as simple as it sounds. Managers must be able to deal with latent effort and changes in fishing behavior, the differences between nominal effort and effective effort, and issues related to effort displacement. For example, in response to a reduction in the allowable fishing effort, vessels may move inshore, but this could increase the impacts to inshore habitats.

The panel agreed that another management challenge will be the need to consider how to protect habitat from adverse impacts from otter trawls and other fishing gears in the context of a rebuilt fishery when fishing effort would likely increase.


POTS AND TRAPS

Gear Description

Pots and traps were described by Mr. Arnold Carr (Massachusetts Division of Marine Fisheries). Mr. Carr's descriptions focused on lobster, seabass, scup, red crab and hagfish pots. Even though the intent of the workshop was to focus only on gears used in federally-managed fisheries, lobster pots were included because they are by far the most commonly used gear in this category and because they could potentially affect habitats that support federally-managed resources.

Lobster Pots: Mr. Carr pointed out that these are fished as either 1) a single pot per buoy (although two pots per buoy are used in Cape Cod Bay, and three pots per buoy in Maine waters), or 2) a "trawl" or line with up to 100 pots. It was also pointed out that habitat impacts are probably due mostly to the pots and the mainline between pots, not the buoy line. Other important features of lobster pots and their use were the following:

  • About 95% of lobster pots are made of plastic-coated wire.
  • Floating mainlines may be up to 25 feet off bottom.
  • Sinklines are sometimes used where marine mammals are a concern - neutrally buoyant lines may soon be required in Cape Cod Bay.
  • Soak time depends on season and location - usually 1-3 days in inshore waters in warm weather, to weeks in colder waters.
  • Offshore pots are larger (more than 4 ft long) and heavier (~ 100 lb.), with an average of ~ 40 pots/trawl and 44 trawls/vessel; they usually have a one-week soak and a floating mainline.
  • There has been a three-fold increase in lobster pots fished since the 1960s, with more than four million pots now in use.

Other Pots: Seabass/scup and red crab pots are similar in design to lobster pots. Seabass/scup pots are usually fished singly or in trawls of up to 25 pots, in shallower waters than the offshore lobster pots and red crab pots. Pots may be set and retrieved 3-4 times/day when fishing for scup. The red crab fishery uses 400-600 pots/vessel, hauled on a daily basis, and operates on the continental slope and canyons. Hagfish pots (40 plastic gallon barrels) are fished in deep waters, on mud bottoms.

Effects and Evidence

Mr. Carr led the discussion on the habitat effects that can be attributed to pots. Most of the discussion focused on lobster pots. The primary direct impacts of any kind of pot are the scouring of the bottom and injury or death to benthic organisms that occur directly under the pot or in its path when it is retrieved. The total impact is thus the aggregate effect of the pot's "footprint," the area through which it is dragged when it is hauled (which may be 2-3 times larger than its footprint), any damage caused by the mainline in a trawl of pots, the number of pots that are in use in any period of time, and the number of times each pot is hauled. Although panel members agreed that the habitat impacts caused by individual lobster pots were minimal, they believed that the cumulative effects of so many pots could be significant, especially in sensitive habitat areas of high structural complexity. Panel members also mentioned that lobster pots normally remain on the same place on the bottom for days at a time and that they are set repeatedly in certain heavily-fished areas; both of these factors further magnify their site-specific impacts on benthic habitats.

Lobsters concentrate in coastal, hard substrate areas, offshore canyons, and in mud substrate with a high clay content where they produce burrows. The types of habitat that the panel considered most vulnerable to alteration by pot fishing were complex hard bottom habitats with abundant structural biota. The panel did not consider high-energy sand habitats to be vulnerable, and pointed out that lobster pots are usually not fished there except during times of the year when lobsters move across open areas of bottom.

Other observations made by panel members included the following:

  • Sinking mainlines can turn over rocks and shear off epifauna when pots are hauled.
  • Lobstermen tend to avoid using sinklines in rocks.
  • Attached epifauna in low energy mud and sand habitats are susceptible to damage from sinklines, which are used in relatively flat, featureless bottoms.
  • Baits used in pots enrich benthic ecosystems and may increase the abundance of infaunal benthic organisms in heavily-fished locations.
  • Pots may also act as reef habitat, though this effect is reduced by their frequent retrieval.
  • At certain times of year, pots indirectly provide some habitat protection by making areas inaccessible to mobile gear.

Dr. Doug Rader (Environmental Defense) led the discussion of the evidence and pointed out that there is some published evidence from Florida and the Caribbean of damage to hard substrates, benthic epifauna, and submerged aquatic vegetation. He also mentioned an evaluation of the habitat impacts of fish pots in the Gulf of Mexico as ranging from "an impact" to "a significant impact" (as opposed to "no impact" or an "extreme impact). The panel agreed that there is a paucity of information for the Northeast U.S., but studies from other regions are applicable if they address impacts to analogous species of emergent epifauna or types of biogenic structure.

Conclusion

The panel concluded (Table 6) that the degree of impact caused by pots and traps to biological and physical structure and to benthic prey in mud, sand and gravel habitats was low. In both mud and sand, the duration of impacts to biological structure could last for months to years, whereas physical structure and benthic prey should recover in days to months. Professional judgement was used to make the evaluations for benthic prey, while the panel relied on grey literature for the other types of impacts. In gravel, reduction of structural biota and changes in seafloor structure and benthic prey could all persist for months to years. Again, the panel relied on professional judgement to assess changes to benthic prey, while grey literature was also considered for the other impacts. In all three habitats, changes in benthic prey could be negative, due to damage by the gear, and may be positive or negative due to nutrient enrichment or food availability from bait.

Management

The strongest recommendation made by the panel to minimize adverse effects of pots and traps was a reduction of effort, although it was recognized that reducing the total number of pots in use is not a complete solution since the remaining pots could be set more often or left for longer set times. Other suggestions made by panel members were:

  • "Zoning" habitats (i.e., identifying zones within each habitat type for various uses, including habitat protection) and protecting sensitive areas (e.g., clay pipes).
  • If pots can be made lighter without lifting off the bottom, impacts could be reduced.
  • Minimizing the amount of line on the bottom would also be helpful.
  • Fewer pots per string would reduce impacts of dragging the gear across the bottom.

These observations focused on lobster pots, but some apply to other types of pots as well. Pot fisheries for black sea bass and conch in certain locations are also characterized by a high density of pots which maximizes the likelihood of site-specific habitat impacts.


SINK GILL NETS AND BOTTOM LONGLINES

Gear Description

These two gears were described by Mr. Carr. Other types of bottom static gear (e.g., stake gill nets, handlines, electric or hydraulic reels) were not covered because they are not used extensively in federal waters.

Sink/Anchor Gill Nets: Individual gill nets are typically 300 feet long, and are usually fished as a series of 5-15 nets attached end-to-end. Gill nets have three components: leadline, webline and floatline. Fishermen are now experimenting with two leadlines. Leadlines used in New England are ~65 lb/net; in the Middle Atlantic leadlines may be heavier. Weblines are monofilament, with the mesh size depending on the target species. Nets are anchored at each end, using materials such as pieces of railroad track, sash weights, or Danforth anchors, depending on currents. Anchors and leadlines have the most contact with the bottom. Some nets may be tended several times/day, e.g., when fishing for bluefish in the Middle Atlantic; for New England groundfish, frequency of tending ranges from daily to biweekly.

Bottom Longlines: Mr. Carr was most familiar with longlines fished off Chatham, MA, where about six vessels use them. Up to six individual longlines are strung together, for a total length of about 1500 ft, and are deployed with 20-24 lb anchors. The mainline is parachute cord or sometimes stainless steel wire. Gangions (lines from mainline to hooks) are 15 inches long and 3-6 ft apart. The mainline, hooks, and gangions all come in contact with the bottom. Circle hooks are potentially less damaging to habitat features than other hook shapes. These longlines are usually set for only a few hours at a time. Other panelists noted that: 1) the soak time is regulated, such that the longlines cannot remain in the water for very extended periods; 2) longlines for tilefish in deep water may be up to 25 miles long, are stainless steel or galvanized wire, and are deployed in a zig-zag fashion; and 3) in the Southeast, longlines are prohibited in waters less than 300 ft deep (except for sharks), and are also prohibited in the wreckfish fishery (which is generally prosecuted in depths from about 1200-2000 ft). The prohibition is due to evidence of damage to corals, lost gear, and conflicts with other gears.

Effects and Evidence

Discussions of effects and strength of evidence were led by Dr. Robert Diaz (VIMS) and Dr. DeAlteris. It was noted that both gears are dragged over the bottom when they are retrieved. In addition, gill nets move around to some extent while they are on the bottom and longlines can be moved back and forth across the bottom if there is enough current or when hooked fish pull on the mainline. Dr. Diaz noted that direct effects could include alteration of physical structure and injury or death of emergent epifauna, while indirect effects could include alterations of benthic assemblages toward species that provide less cover or prey for demersal fish. He also pointed out that the amount of damage will depend on the frequency and duration of sets, and the amount and type of structure present. Mr. Carr, who has done research on lost or abandoned gill nets in New England, observed damage to bottom habitats caused by trapped schools of dogfish dragging the nets across the bottom.

Dr. DeAlteris noted that observations in an area off Alaska indicated that the effects of bottom longlines could be of the same type and magnitude as those caused by mobile gear, if longlines are used intensively in areas with abundant biological structure. However, these gears cause relatively little harm when used in non-sensitive habitats that have little or no vertical physical or biological structure. Vulnerable areas are those with 1-3 ft tall structure. Dr. DeAlteris also noted that in order to fully evaluate the significance of the habitat impacts of these two gear types in the Northeast region, the types of gear used and how they are used need to be matched up with the types of habitat where they are used. Two other factors to consider are the amount of gear used and the total area affected.

Except for observations of "ghost" gill nets, there are no studies of the habitat impacts of either of these gear types in the Northeast region. However, in the opinion of Dr. DeAlteris, studies from other areas could be applied to the Northeast, as long as the gear was used in the same type of habitat.

Several panel members noted that tilefish are unusually important in structuring the bottom in offshore canyon head areas. These areas then become important habitat for lobsters, crabs and other species, and that removal of these fish (with longlines) should perhaps be considered a habitat effect, as it may lead to reduced burrow-forming and maintenance. It was noted that part of the continental shelf break habitat for golden tilefish in the Southeast U.S. is now protected, and research is being done on the value of this habitat.

Conclusion

The panel concluded that sink gill nets and longlines cause some low degree impacts in mud, sand and gravel habitats (Table 7). In mud the impacts to biological structure could last for months to years. Duration of impacts to physical structure could be days to months on soft muds, and permanent if impacts were on hard bottom clay structures found in deep water on the continental slope. Impacts to physical structure in mud would be caused by lead lines and anchors used with sink gill nets, not by longlines. In the panel's judgement, impacts in sand would be limited to biological structure and would last days to months. The panel's evaluations of impacts in mud and sand habitats were based on professional judgement alone. Impacts in gravel would also be to biological structure, and the duration could be months to permanent (the latter if the damage involved corals), as indicated by peer review and gray literature, as well as professional judgement.

Management

The panel agreed that better information is needed on the distribution of habitats that are sensitive to alteration from sink gill nets or bottom longlines, and recommended that sensitive habitats be protected through closures. It was also pointed out that there are areas where emergent epifauna would naturally grow, but has been removed by mobile bottom gear. The panel also suggested that gill net and longline vessels should have observers to record bycatch of benthic structural material.


BEAM TRAWLS

Description

Dr. Chris Glass (Manomet Center for Conservation Sciences) and Mr. Mirarchi led the panel discussion on beam trawls. The panel was unaware of any beam trawls being used in the Northeast U.S. at this time. A few beam trawls were used in the 1970s to catch monkfish, but the fishery was unsuccessful. In the mid 1990s, a number of boats off New Bedford used what were referred to as beam trawls, but the gear more closely resembled a scallop dredge rather than the traditional, European beam trawls. There are a few boats that are currently coded as beam trawls in the fishery landings database, but the panel felt that these were most likely miscoded and were otter trawls being deployed from the side of the vessels.

The panel also felt that it is unlikely that fishermen would begin using beam trawls in the Northeast U.S. Beam trawls are prevalent in the North Sea where the water is dark and murky and the fisheries target flatfishes, which sit slightly under the sediments. In these fisheries, the beam trawl acts to sieve the fish up off the seafloor. The lack of conventional herding effect and small mouth opening of the beam trawl would not be effective for harvesting U.S. target species. Furthermore, most vessels being used in the Northeastern U.S. do not have the size or power required to handle a beam trawl.

Effects and Evidence

There has been long standing concern (dating back to the 14th century) about the adverse effects resulting from the use of beam trawls. Therefore, there exists a large body of good information on the effects of this gear on different habitats.

Management

No management measures are necessary at this time. This issue should be revisited if beam trawls start being used in the Northeast in the future.


PELAGIC GEAR

Description

Dr. DeAlteris discussed a number of pelagic gear types used in the Northeast, including pelagic trawls, drift gill nets, purse seines and longlines. The discussion focused on the fact that, if operated correctly, pelagic fishing gear should only incidentally come into contact with the seafloor. Pelagic trawls, for example, are not designed to touch the seafloor and would be damaged by such contact. Furthermore, the trawl doors would be unstable and would not fish correctly. Purse seines are fished primarily in offshore areas to target tunas. Only a small number of vessels (5 or 6) use purse seines to fish for tunas in coastal waters. Drift (i.e., floating) gill nets and longlines (which are fished in deep waters) only inadvertnetly contact the seafloor. Paired midwater trawls have been banned except for herring, and drift gill nets, once employed for swordfish, are no longer in use.

Effects and Evidence

Dr. DeAlteris and Dr. Fogarty led the discussions on effects and evidence. It was stated that if pelagic gear were to incidentally contact the seafloor, the trawl doors, footropes, leadlines of stationary or floating nets, the nets themselves, or components of longlines could drag across benthic habitats or become entangled on benthic structures. Occasionally boats fishing with purse seines follow fish into shallow water depths where the height of the net (the only one the boat is equipped with) could cause dragging along the seafloor. In the Northeast, purse seines were permitted into Groundfish Closed Area II in 2000 and 2001 with observers. No benthic materials came up in the nets during those observed trips. A few boats observed in 1996 captured benthic materials in the net when it was fished in the shallow waters of Massachusetts Bay. This contact with the bottom is accidental and normally is avoided to prevent damage to the nets.

The opinion of the panel was that pelagic gear has a lower priority than gear that is intentionally dragged across the seafloor. There would be more concern over the potential effects of pelagic fishing gears if seafloor contact was other than incidental, or if there was evidence that contact occurred frequently. Therefore, the panel concluded that we need a better understanding of how often contact occurs. For example, West Coast fisheries that use purse seines such that they frequently contact bottom habitats are monitored with 100% observer coverage.

The panel also discussed ecosystem implications of pelagic gear due to removal of pelagic prey items. It was determined, however, that this issue would be more appropriately addressed through the population management provisions of the Magnuson-Stevens Act, rather than the EFH provisions of the Act.