Executive Summary
1. Fishing communities of New England and the Mid-Atlantic, particularly those dependent upon the Multispecies Groundfish Fishery, are experiencing a social and economic crisis brought on by regulatory changes. Amendments # 5 and # 7 to the Multispecies Groundfish Management Plan and Marine Mammal Protection legislation have led fishers and their families to make several, often radical, adjustments to their lifestyles in order to maintain their attachment to the nation's marine resources and preserve their independence from low-wage sectors of the economy. Those adjustments are neither wholly new and innovative nor desperate responses to declining fish stocks. Fishers and their families consider the situation at least as much political as biological. They disagree with State and Federal assessments of the conditions of stocks and trace the origins of their problems to policies fashioned during the 1970s and early 1980s that encouraged low-cost loans, technological advances, and unlimited entry into the fishery. The over capitalization that occurred, fishers argue, laid the basis of the economic and social disruption and the associated crisis of legitimacy of fishers toward national and regional management agencies.
Aguirre International was engaged to report on the social and cultural aspects of the MGF by ascertaining community-dependence on the MGF, providing information on the demographics of the fishing industry, identifying social science data bases that could be used in follow-up studies and developing a classification system that will aid in predicting the social impacts of the changing fishery regulations on fishery-dependent communities.
2. Using a variety of Rapid Ethnographic Assessment Procedures (REAP), including in-depth interviewing, focus groups, secondary source data collection, and pile-sorting tasks, social and economic aspects of the MGF fleet were identified and described. Those aspects were then presented in the context of five primary and nine secondary ports along the Atlantic coast from Maine to North Carolina. Ports were selected using a combination of information derived from field visits, licensing data, telephonic interviews, with individuals in the local area, and consultation with national and regional National Marine Fisheries Service representatives. Listed from north to south, the primary ports were (see Figure 1):
a. Portland, Maine;
b. Gloucester, Massachusetts;
c. Chatham, Massachusetts;
d. New Bedford, Massachusetts; and
e. Point Judith, Rhode Island.
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The secondary ports were, in some cases, more regions than individual ports. Coverage of the ports varies widely, primarily because groundfishing has become more concentrated in recent years. Ports which seemed to be heavy groundfish ports based on licensing data were found to be sites of little groundfishing activity. The nine secondary ports/regions were:
a. Stonington and the Down East region of Maine;
b. Portsmouth, New Hampshire and Southern Maine Ports;
c. Provincetown, Massachusetts;
d. Newport, Rhode Island;
e. Montauk, New York;
f. Ocean City, Maryland;
g. Tidewater Region, Virginia (Hampton Roads, Newport News); and
h. Wanchese, North Carolina.
3. In their attempts to maintain the fishing lifestyle, most fishers have adjusted by experimenting with new fisheries, dealing with reduced incomes by rotating or laying off crew (keeping individual shares stable), supplementing incomes with casual shore employment or with the labor of their spouses, or curtailing consumption practices. While moving into alternative fisheries has been the most preferred response, most of the larger vessels of Gloucester and New Bedford have become too specialized and too dependent on family networks for staffing vessels to shift into other fisheries without significant capital investments. Small and medium-sized vessels (30' to 75') have had more success moving to alternative fisheries, yet often have been met with hostility as they attempt to enter fisheries dominated by families and fleets that have been in those fisheries for generations. Lobstermen of Maine, for example, are firming up their territories in response to current and anticipated movement of groundfish fishers into their fishery. Other states have begun limiting entry as their legislators fear those displaced from the MGF will move into others waters.
4. Those who have moved into shore-based jobs have tended to take positions that are related to fishing or to seafaring (e.g., working marine repair or piloting passenger or cargo vessels). The aquaculture retraining programs designed to place fishers into shore occupations have not met with great success. Fishers view aquaculture retraining efforts as flawed because they do not demonstrate an understanding of culture of fishers as hunters as opposed to farmers.
5. From the community studies, five variables have been determined that predict dependence on the MGF. These are:
a. The degree to which fishers in a port are isolated or integrated into alternative sectors of the economy or alternative fisheries. The more isolated or socially and culturally cut off fishers are from the wider society, the more dependent they tend to be on fishing.
b. Type of vessels that characterize the fleet. Those fleets that have large, highly specialized vessels tend to be more dependent on the MGF than those with smaller vessels or mixed vessels.
c. Degree of specialization in the MGF. The more specialized the more dependent.
d. Percentage of population involved in fishing or fishing related activities.
e. Competition and conflict between fleets within a port were associated with high levels of dependence.
6. Based on the variables in the five primary ports, New Bedford was determined to be the most dependent on the MGF followed by Gloucester, Portland, Chatham, and Point Judith.
Among the secondary ports, Stonington, Wanchese, and Montauk, while heavily dependent on fishing in general, were less dependent on the MGF in particular. However, the crisis within the MGF was relevant in all ports because groundfishing is a crucial part of many fishers' annual rounds and because other fishers were concerned that displaced groundfishers would move into their fisheries or receive heavy Federal quotas that would drive smaller fleets out of business.
7. Fishers interviewed identified 11 critical issues/problems that they believe were of importance to understanding the current and past adjustments to crises and to understanding the probable future of commercial fishing in the United States. For the fishers, these issues are:
a. Fishers respond to crises based on past experience and by moving into new fisheries and new territories as opposed to moving into other sectors of the economy.
b. Current regulations are confining them to specific fisheries, curtailing their abilities to remain flexible by responding to changing fish stocks.
c. Fishers view the process of regulating the fisheries as biased, based on inaccurate data, and suffering from a lack of effective communication links between fishers and fishery managers.
d. The institutional responses, primarily the vessel buy-back program and the retraining programs, have been unsuccessful.
e. Crew reductions, days-at-sea limitations, and competition within and between fleets have caused safety problems.
f. The current crisis originated with the over capitalization processes of two decades ago.
g. Fisheries are regulated unevenly, with some species too tightly controlled while others are not controlled enough.
h. Competition between ports has reached epidemic proportions.
i. In designing regulations, fisheries managers often fail to take into account the full effect of regulations on the families and households of fishers.
j. Federal regulators have not addressed the growth in imports of fishery products and their impacts on ex-vessel prices of fishers in the United States.
k. Credit and insurance have become severe problems within the fisheries, with not only banks and insurance companies refusing to finance and cover vessels, but also trip suppliers, marine repair personnel, and other related businesses backing away from the fishing industry.
8. These problems, combined, have resulted in fishers relying more on their own internal resources, particularly alterative forms of capital that are available to them by virtue of their membership in meaningful social groups and enclaves. Efforts to address the crisis in the MGF have come from many sources, including fishing organizations, city and state governments, the Federal government, and individual fishers and their families. While there are a number of programs underway, there is no well coordinated effort. Success of these programs is heavily dependent on a better understanding of the nature and extent of the crisis and the unique characteristics and adaptive strategies of fisher families and communities across the MGF.